APAC Compliance Expert Leader
7 days ago
StriveX is an international financial institution aggressively expanding in the APAC region. We are seeking a highly experienced Senior Regulatory Compliance Manager to join our team.
Key Responsibilities:- Compliance Advice and Guidance: Provide expert advice and guidance to business units and senior management on regulatory compliance matters.
- Policy Updates: Update policies, procedures, and controls to meet regulatory requirements of MAS.
- Regulatory Oversight: Supervise licensing, regulatory change management, complaints handling, compliance monitoring, conflict of interests management, cross-border marketing, market abuse, outsourcing, training, and management reporting.
- Business Expansion: Advise on business expansion, innovative products, customer transactions, and regulatory issues in APAC (Singapore and Hong Kong).
- Compliance Risk Assessment: Perform compliance risk assessment and ensure effective measures are in place to identify, assess, and mitigate risks.
- Audit Support: Assist in audits, investigations, and responding to queries from regulators and exchanges.
- Experience: Minimum 10 years of experience in regulatory compliance in financial services or regulatory environment.
- Work Background: Work experience in audit firms, banks, brokerages, or financial services firms.
- Certification: Professional certification in compliance is advantageous.
We offer a competitive salary package, commensurate with experience, estimated to be around $120,000 - $180,000 per annum, depending on qualifications and background. The exact salary will be discussed during the interview process. Please note that StriveX is an equal opportunities employer, and we welcome applications from diverse candidates.
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