Senior Regulatory Compliance Professional for Brokerage Firm

Financial Crime Compliance Lead Job OpportunityAt Empower Partners Search, we are seeking a highly skilled professional to join our client's team as an AVP, Financial Crime Compliance. This position offers the chance to contribute to a reputable brokerage firm undergoing significant growth and expansion in their compliance function.Sector Overview:The...

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

Roles & ResponsibilitiesOur client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore.Key Responsibilities Work as a team...

Job SummaryWe are seeking a highly motivated and experienced Compliance Expert to join our team at AMETHYST ASIA PARTNERS PTE. LTD. in Singapore.This role will be responsible for ensuring that our client's trading activities align with regulatory requirements, providing trade surveillance, and reviewing compliance policies and procedures.About the RoleWork...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

Company Overview:BeathChapman (Pte. Ltd.) is a leading Brokerage Firm in Singapore, offering a unique opportunity for a skilled Regulatory Compliance professional to join their team. With a global presence, the company provides a challenging work environment where you can make a significant impact.Estimated Salary: SGD 180,000 - SGD 220,000 per annum,...

Job DescriptionWe are looking for a highly skilled Senior Regulatory Compliance Officer to join our team in Singapore.About the RoleThis is an exciting opportunity to work with a leading Brokerage Firm, overseeing all Regulatory Compliance related work and collaborating with senior leaders in the Industry.Main ResponsibilitiesDevelop and implement a new...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

Roles & ResponsibilitiesMy Client is a leading Brokerage Firm and we are looking for a Regulatory Compliance professional to join the team in Singapore. They are a global business and you will be given the opportunity to oversee all Regulatory Compliance related work and work with senior leaders in the Industry.Responsibilities: Implement and spearhead new...

AMETHYST ASIA PARTNERS PTE. LTD., a regional securities brokerage firm, seeks an experienced Senior Executive, Compliance to join their team in Singapore.Job Overview:The successful candidate will work closely with the compliance team to ensure trading activities are aligned with regulatory requirements and assist in regulatory compliance reviews and...

Job SummaryWe are seeking a seasoned Senior Executive, Compliance to join our team at AMETHYST ASIA PARTNERS PTE. LTD. in Singapore.About the RoleThis is a unique opportunity to work as part of a regional securities brokerage firm that provides fully integrated services to clients across various markets.The successful candidate will be responsible for...

StriveX APAC Compliance RoleStriveX is looking for an experienced Senior Compliance Manager to join its APAC Compliance team. This is an exciting opportunity to provide business and regulatory compliance advice and guidance to business units and senior management.Key Responsibilities:Provide business and regulatory compliance advice and guidance to business...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Cornerstone Global Partners PTE. LTD. in Singapore. This is a newly created role that will play a critical part in shaping the regulatory foundation of our business.About the RoleCMS License Application: Lead the end-to-end application process for the Capital...

Compliance Lead Role OverviewCornerstone Global Partners PTE. LTD.We are offering a competitive salary of SGD 120,000 - 180,000 per annum for this Compliance Lead position in Singapore.About the JobThe Compliance Lead will play a pivotal role in leading the Capital Markets Services (CMS) license application and developing robust regulatory compliance...

StriveX is seeking a seasoned Regulatory Compliance Expert to join its APAC Compliance team. This is an exciting opportunity to leverage your expertise in regulatory compliance to drive business growth and ensure regulatory adherence.Key Responsibilities:Provide strategic compliance advice to business units and senior managementDevelop and implement...

We are looking for a highly skilled Compliance Specialist to join our team at Cornerstone Global Partners PTE. LTD.About the RoleThis is an exciting opportunity to lead the development and implementation of regulatory compliance frameworks for our retail trading platform in Southeast Asia.Key Responsibilities:Licensing: Lead the end-to-end application...

Job DescriptionWe are seeking a seasoned Senior Compliance Manager to join our team at BeathChapman Pte Ltd in Singapore. The successful candidate will be responsible for overseeing all Singapore Compliance related matters, including the application of any licensing related work.About the RoleProvide Regulatory Compliance advisory to the business in...

Company OverviewThe Ambition Group Singapore Pte. Ltd., a leading brokerage firm in Singapore, is seeking an experienced Compliance Manager to join their team.

Job DescriptionWe are seeking a highly skilled Chief Financial Operations Manager to join our team at Recruit Express Pte Ltd. This is an exciting opportunity to work in the insurance brokerage firm industry and take on a challenging role.Job SummaryThe successful candidate will be responsible for leading the accounting functions, including accounts...