Market Conduct Compliance

Job Title: Market Conduct ComplianceWe are seeking a highly skilled Market Conduct Compliance professional to join our team at RECRUIT EXPRESS PTE LTD.Key Responsibilities:Investigate complaints and escalations lodged by business units, clients, providers, and authorities to ensure compliance with relevant legislation and company policies.Assist the Market...

Job Title: Regional Head of Conduct ComplianceING Wholesale Banking in Singapore is seeking a seasoned experienced manager to lead our Conduct Compliance function. As a key member of our team, you will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Key Responsibilities:Work closely with ING...

About ING Wholesale Banking in SingaporeING Wholesale Banking in Singapore is a leading financial institution with a strong presence in the Asia Pacific region. With over 300 financial experts, we are the largest wholesale banking branch in Asia. Our team is dedicated to providing innovative solutions to our clients, and we are committed to excellence in all...

About AIA's MovementWe're creating a healthier, more sustainable future for everyone at AIA. If you're passionate about this mission, read on.About the RoleTo meet regulatory expectations, we need someone to conduct quarterly BSC reviews and internal investigations into market misconduct. This role is crucial in ensuring our representatives and supervisors...

Job SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Management department, you will play a critical role in ensuring regulatory compliance and mitigating market conduct risk.Key ResponsibilitiesEngage with business stakeholders to identify and address potential market...

Description The role will report to the Sales Conduct Compliance (SCC) Team lead and work closely with the Head of Distribution Compliance, the Chief Compliance Officers of MLS and MFA, Chief Legal and Compliance Officer and various business stakeholders within Manulife. This individual will assist the Team Lead to manage the Balanced Scorecard...

Job SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Management department, you will play a critical role in ensuring regulatory compliance and mitigating market conduct risk.Key ResponsibilitiesActively engage with business stakeholders to identify and mitigate potential...

Job SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our risk management team, you will be responsible for ensuring regulatory compliance of our consumer banking business, covering key areas such as risk governance, market conduct requirements, and cross-border compliance...

Job Description The role will report to the Sales Conduct Compliance (SCC) Team lead and work closely with the Head of Distribution Compliance, the Chief Compliance Officers of MLS and MFA, Chief Legal and Compliance Officer and various business stakeholders within Manulife. This individual will assist the Team Lead to manage the Balanced Scorecard...

{"title": "Technical Sales Representative", "description": "Job SummaryWe are seeking a highly motivated and experienced Technical Sales Representative to join our team at Link Compliance. As a Technical Sales Representative, you will be responsible for developing relationships with customers and growing accounts in your assigned territory by promoting and...

ING Wholesale Banking in Singapore  We began operating in Singapore in 1987 where we host the regional Asia Pacific headquarters. With over 300 financial experts, we are the largest wholesale banking branch in Asia. ING stands out in the Asia Pacific region because we go a step further for our customers. We look at things from the client’s perspective...

Job SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Governance and Conduct team, you will play a critical role in ensuring regulatory compliance of our consumer banking business.Key ResponsibilitiesActively engage with the business to identify and mitigate potential...

Marketing ExecutiveMummys Market Pte. Ltd. is a leading company revolutionizing the parenting sector through data-driven growth across retail, e-commerce, and exhibition platforms. As part of the Mummys Market group, we are committed to using comprehensive data analytics to enhance our offerings and deliver exceptional marketing services to global brands....

About the RoleWe are seeking a highly skilled and experienced Senior Executive/Assistant Manager, Sales Conduct Compliance to join our team at Manulife (Singapore) Pte. Ltd. As a key member of our Sales Conduct Compliance team, you will play a critical role in ensuring that our sales practices are compliant with regulatory requirements and industry...

Job Title: Technical Sales RepresentativeJob Summary:We are seeking a highly motivated and experienced Technical Sales Representative to join our team at Link Compliance. The successful candidate will be responsible for developing relationships with customers and growing accounts in their assigned territory by promoting and selling our products and...

Job Title: Deputy Team Lead, Sales Conduct ComplianceAbout the Role:The Deputy Team Lead, Sales Conduct Compliance will report to the Sales Conduct Compliance Team Lead and work closely with the Head of Distribution Compliance, the Chief Compliance Officers of MLS and MFA, Chief Legal and Compliance Officer, and various business stakeholders within Manulife....

About the RoleThe Deputy Team Lead, Sales Conduct Compliance will report to the Sales Conduct Compliance Team Lead and work closely with the Head of Distribution Compliance, the Chief Compliance Officers of MLS and MFA, Chief Legal and Compliance Officer, and various business stakeholders within Company 14 - Manulife (Singapore) Pte. Ltd. This individual...

Job SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Management department, you will play a critical role in ensuring regulatory compliance of our consumer banking business.Key ResponsibilitiesActively engage with business stakeholders to identify and mitigate potential...

Roles & ResponsibilitiesJob DescriptionMummys Market Malaysia is a subsidiary of Mummys Market Pte Ltd, a leading company revolutionizing the parenting sector through data-driven growth across retail, e-commerce, and exhibition platforms. As part of the Mummys Market group, we are committed to using comprehensive data analytics to enhance our offerings and...

About the RoleThe Deputy Team Lead, Sales Conduct Compliance will report to the Sales Conduct Compliance Team Lead and work closely with the Head of Distribution Compliance, the Chief Compliance Officers of MLS and MFA, Chief Legal and Compliance Officer, and various business stakeholders within Manulife. This individual will assist the Team Lead to manage...