Risk Governance and Conduct Specialist
22 hours ago
We are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our risk management team, you will be responsible for ensuring regulatory compliance of our consumer banking business, covering key areas such as risk governance, market conduct requirements, and cross-border compliance matters.
Key Responsibilities- Actively engage with the business to pre-empt potential market conduct risk, establish compliance policies, and assist in identifying and implementing measures to mitigate gaps.
- Advise business partners on compliance matters, participate in projects, and ensure internal processes and controls are robust.
- Collaborate with business partners to operationalize regulatory requirements in the most effective and efficient manner.
- Conduct training to new and existing staff on regulatory and operational requirements relating to the sale of investment products.
- Maintain effective relationships with stakeholders in all lines of defence and deliver training on conduct risk topics to uplift conduct and culture standards.
- Prepare management reports to update senior management.
- Minimum 3 years of experience in retail banks.
- Good understanding of retail banking products and services.
- Good knowledge of regulations governing the sale of investment products to customers.
- Strong knowledge in using Microsoft Office - e.g., PowerPoint, Excel, and Power BI.
- Good communication and inter-personal skills, with experience of dealing with stakeholders across levels.
- Good problem-solving and analytical skills, with the ability to make good decisions.
- Effective planning and ability to prioritize work to achieve objectives within the required timelines.
- Able to work independently as well as a team player.
This is a full-time position based in Singapore.
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Risk Governance and Conduct Specialist
1 week ago
Singapur, Singapore OCBC Bank Full timeJob SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Management department, you will play a critical role in ensuring regulatory compliance and mitigating market conduct risk.Key ResponsibilitiesActively engage with business stakeholders to identify and mitigate potential...
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Risk Governance and Conduct Specialist
5 days ago
Singapur, Singapore OCBC Bank Full timeJob SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Governance and Conduct team, you will play a critical role in ensuring regulatory compliance of our consumer banking business.Key ResponsibilitiesActively engage with the business to identify and mitigate potential...
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Risk Governance and Conduct Specialist
1 week ago
Singapur, Singapore OCBC Bank Full timeJob SummaryWe are seeking a highly skilled Risk Governance and Conduct Specialist to join our team at OCBC Bank. As a key member of our Risk Management department, you will play a critical role in ensuring regulatory compliance and mitigating market conduct risk.Key ResponsibilitiesEngage with business stakeholders to identify and address potential market...
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