Senior Compliance Governance Specialist

1 month ago


Singapur, Singapore TD (South East Asia) Limited Full time
Job Title: Senior Compliance Governance Specialist

TD (South East Asia) Limited is seeking a highly skilled Senior Compliance Governance Specialist to join our team. As a key member of our Compliance department, you will be responsible for ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.

Key Responsibilities:
  • Develop and implement effective compliance programs and policies to mitigate risk and ensure regulatory compliance.
  • Conduct regular monitoring and testing activities to identify and address compliance gaps and weaknesses.
  • Provide guidance and support to business units on compliance matters, including regulatory requirements and internal policies.
  • Collaborate with internal stakeholders to develop and maintain compliance-related procedures and processes.
  • Stay up-to-date with changes in regulatory requirements and industry best practices to ensure our compliance programs remain effective.
Requirements:
  • Minimum 10 years of experience in compliance or a related field, with a strong background in regulatory compliance and risk management.
  • Proven track record of developing and implementing effective compliance programs and policies.
  • Excellent analytical and problem-solving skills, with the ability to identify and address complex compliance issues.
  • Strong communication and interpersonal skills, with the ability to work effectively with internal stakeholders and external regulators.
  • Ability to work in a fast-paced environment and prioritize multiple tasks and deadlines.
What We Offer:
  • A competitive salary and benefits package.
  • Opportunities for professional growth and development.
  • A dynamic and supportive work environment.
  • The chance to work with a leading financial institution and contribute to the success of our business.


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