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Senior Compliance Governance Specialist

1 month ago

Singapur, Singapore TD (South East Asia) Limited Full time
Job Title: Senior Compliance Governance Specialist

TD (South East Asia) Limited is seeking a highly skilled Senior Compliance Governance Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring the effective implementation and maintenance of our compliance framework.

Key Responsibilities:
  • Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements and industry standards.
  • Conduct regular risk assessments and monitoring activities to identify and mitigate potential compliance risks.
  • Collaborate with internal stakeholders to provide compliance guidance and support on regulatory matters.
  • Design and perform testing and desk reviews to ensure compliance with applicable laws, rules, and regulations.
  • Prepare and present compliance reports to senior management and regulatory bodies.
Requirements:
  • Minimum 10 years of experience in compliance and risk management, preferably in a financial institution.
  • Strong knowledge of regulatory requirements and industry standards in the Asia-Pacific region.
  • Excellent analytical and problem-solving skills, with the ability to communicate complex compliance issues to non-technical stakeholders.
  • Strong interpersonal and communication skills, with the ability to work effectively with internal stakeholders and external regulatory bodies.
  • Proficient in Microsoft Office and other relevant software applications.
What We Offer:

TD (South East Asia) Limited offers a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.