Senior Compliance Specialist
4 weeks ago
Job Summary:
Axiom is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our firm adheres to all relevant laws, regulations, and policies.
Key Responsibilities:
- Develop and maintain compliance processes to ensure adherence to laws, regulations, and firm policies and procedures.
- Provide advice to business on compliance, regulatory, and policy issues.
- Coordinate with the business and other divisions across the firm on new initiatives.
- Liaise with global offices to ensure compliance with local regulations.
Requirements:
- 1+ years' experience in legal, compliance, or internal audit experience at an asset manager or other financial institution.
- Bachelor's Degree.
- English and Chinese language proficiency.
What We Offer:
A competitive compensation package starting at $150,000, a highly competitive benefits package, and access to professional development resources and learning and development programs.
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