Head

6 months ago


Singapur, Singapore BDO Life Full time

The Securities Dealing Head reports to BDO Singapore's Treasury Head and is responsible for overseeing and supervising the daily operations of the Securities Dealing Team to meet the objective of providing investors best execution and access to products after performing product due diligence and risk assessment, where required for recommended products.

Duties and Responsibilities:

Supervise the day-to-day activities of the Securities Dealing Unit Provide for the best execution of capital market products requirements of investors Scout the market and recommend securities/structured note/fund products that may be offered to clients to provide them with a wider array of products that will fit their investment/trading needs Facilitate the product approval process for new products to be offered by the branch which include risk assessment, coordination and engagement of all relevant stakeholders

Qualifications:

Bachelor’s Degree graduate in Finance, Business administration or related disciplines Has at least 5 years in experience in Treasury, preferably in regulated activities under the Securities and Futures Act Treasury Certified Completed Financial Markets Regulatory Practices Exam Completed CMFAS Modules 1A or 1B and Modules 6 and 6A or exempted otherwise Appointed representative with the Monetary Authority of Singapore Preferably Singaporean Citizen or a Permanent Resident
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