Business Compliance Manager M/F
2 months ago
Job summary
Reporting to the Chief of Staff, the Business Compliance Manager (“BCM”) ensures the overall management of risks of Wealth Management activities of the Singapore Branch. This includes identifying, assessing, mitigating and monitoring regulatory, reputational, operational risks and other risks applicable to the Front Office.
You will have the opportunity to support the below tasks, but not limited to: -
Position location
Geographical area
Asia, Singapore
City
168 Robinson Road #23-03 Capital Tower 068912 Singapore
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
Degree in appropriate relevant field of study or equivalent work experience;
Level of minimal experience
6-10 years
Experience
Minimum 8-10 years of relevant banking and Compliance (KYC) experience in Private Banking/Wealth Management (PB KYC experience preferred);
Required skills
Good understanding of the local regulatory framework and practices, particularly in relation to Anti-Money Laundering/Countering the Financing of Terrorism (AML/CFT), Private Banking Code of Conduct, and MAS Guidelines on Private Banking Controls, is crucial; Intermediate proficiency in Microsoft Excel, Word, PowerPoint and other PC applications Be a strong team player who is strategic and yet practical, able to navigate through diverse cultures, develop and lead strategies in the face of an increasingly-regulated landscape; Adaptable and Independent with strong analytical and decision-making ability. be able to trust and promote trust in team members; be able to advise, assist and collaborate with stakeholders from the business units to mitigate KYC/AML and sanctions risks in a practical, constructive and effective manner, within the ambit of the relevant regulations; have strong research, investigative and analytical skills, and attention to details so as to enable him/ her to make sound judgments and recommendations to relevant stakeholders; possess mental toughness and be committed to quality work; have good verbal/written and interpersonal communication skills; have good organizational, multi-tasking and prioritization skills; be a self-motivated, self-initiated creative problem-solver who enjoys working in a bank environment; Have attention to detail.-
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