Compliance Officer

1 day ago

Downtown Tanjong Pagar, Singapore GMP Group HQ Full time $60,000 - $120,000 per year

Responsibilities:

  • Conduct due diligence on clients, prospects, and referral partners prior to onboarding.
  • Perform ongoing monitoring of existing clients to ensure compliance with regulatory and internal standards.
  • Support the implementation and enhancement of the company's compliance policies and framework.
  • Carry out post-transaction reviews for compliance with regulations and balanced scorecard criteria.
  • Track CPD hours and maintain licensing records for representatives.
  • Prepare compliance reports for management and regulatory bodies.
  • Assess and maintain records of Outsourced Service Providers in line with outsourcing guidelines.
  • Handle day-to-day compliance queries from internal teams and provide advisory support.

Requirements

  • Bachelor's degree in Business or related fields
  • Min 2 years of experience in compliance-related roles within financial services or insurance industry
  • Familiar with the Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines, or Balanced Scorecard (BSC) framework is a strong advantage

Email: 

** This Singapore-based position is opened to Singaporeans only.

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd   |   EA Licence: 11C3793   |   Nurul Amirah |   Registration No: R

This is in partnership with the Employment and Employability Institute Pte Ltd ("e2i").

e2i is the empowering network for workers and employers seeking employment and employability solutions. e2i serves as a bridge between workers and employers, connecting with workers to offer job security through job-matching, career guidance and skills upgrading services, and partnering employers to address their manpower needs through recruitment, training, and job redesign solutions. e2i is a tripartite initiative of the National Trades Union Congress set up to support nation-wide manpower and skills upgrading initiatives.

By applying for this role, you consent to GMP Technologies (S) Pte Ltd's PDPA and e2i's PDPA

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