Compliance Officer

2 weeks ago

Downtown Tanjong Pagar, Singapore IPP Financial Advisers Pte Ltd Full time $40,000 - $80,000 per year

Summary:

We are one of the leading Licenced Financial Advisory Firm that has been providing financial

planning services to clients for more than a decade. We provide a platform to groom and

nurture talents in the area of compliance. The compliance role is to ensure that the company

and its representatives conduct their business in compliance with the regulatory requirements.

Your Opportunities:

  • Experience a variety of challenges and have plenty of opportunities to interact with management and senior executives who will help and guide you in your compliance career.
  • Exposure to the various functions of the Compliance Department and opportunity to gain knowledge on local regulatory requirements.

Job duties include:

  • Supports and assist in the implementation of the AML policy and ensure business units' adherence to applicable AML laws and regulations in Singapore
  • Assist to carry out daily AML screening
  • To conduct batch screening for clients and flag out any adverse/negative findings and etc.
  • To carry out AML review on higher risk clients and provide detailed report on findings
  • Conduct KYC review and completion of supporting documents
  • Verify and ensure documentation is complete prior to on boarding of clients
  • Conduct training to business units and representatives on AML matters.
  • Assist in conducting transaction audits for BSC.
  • Assist in any other assignment, duties and projects assigned by Head of Department

Requirements:

  • Diploma in any business or finance related studies
  • On job training provided
  • Ability to work effectively with others, be prepared to take a supportive role where required
  • Keen to learn with a positive work attitude
  • Ability to act with tenacity and diplomacy
  • Independent, meticulous, adaptable with ability to work under pressure
  • Ability to work effectively with others, be prepared to take a supportive role where required
  • Able to start work immediately

Candidate who is familiar with the Securities and Futures Act, Financial Advisers Act and

related legislation will be an added advantage. Salary and terms are negotiable depending on

qualifications and experience.

Apply with full C.V., a photo with expected remuneration.

We regret that only shortlisted candidates will be notified.

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