Compliance Associate

5 hours ago

Singapore StoneX Group Full time

Compliance Associate - Onboarding

**Overview**

**Class**: Full-time

**Legal Entity**:StoneX Financial Pte. Ltd.

**Reports to**:Manager - Anti-Financial Crime/Onboarding - APAC

**Company Overview**:
StoneX is an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem through a unique blend of digital platforms, end-to-end clearing and execution services, high-touch service, and deep expertise

**Business Segment Overview**:
**Corporate**: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you'll have the opportunity to optimize processes and implement game-changing policies.

**Position Purpose**:
In order to support to support this exciting growth in the business in Asia, the Compliance department of the Singapore office is seeking to hire entry-level persons to fill the role to support the onboarding of customers in Asia.

**Responsibilities**
- Ensuring that the onboarding process conforms with published procedures and checklists.
- Follow-up with sales teams, regulatory compliance teams and management for completion of the onboarding process including maintenance requests.
- Conduct ongoing screening and maintenance of accounts opened to ensure records are maintained accurately.
- Respond to queries for data reporting and ongoing monitoring reviews.

**Qualifications**

**Qualifications**:

- "A" Levels, ITE or Diploma or equivalent with competency in spoken and written English.
- Working knowledge of Microsoft Outlook/Word/Excel Skills

**Skills**:

- Ability to work independently and also within a team.
- Keen attention to detail.
- Willingness to work under tight deadlines.
- Good work ethic with a desire to develop a career in compliance.
- Willingness to learn as complete training will be provided.

Job ID 10832

  • Compliance Senior Associate

    1 week ago

    Singapore CAREER ZOOM PTE. LTD. Full time

    **Job Description for Compliance Senior Associate** **Summary**: **Roles and Responsibilities**: The Compliance Senior Associate will be responsible for overseeing regulatory compliance initiatives, conducting compliance audits, and managing compliance risk assessments. This role includes the preparation and management of compliance reporting and monitoring...

  • Associate/ Senior Associate, Regulatory Compliance

    1 week ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Junior Compliance Associate

    1 week ago

    Singapore Tazapay Full time

    Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and motivated Junior Compliance...

  • Compliance Manager

    1 week ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

  • Financial Compliance Associate

    1 week ago

    Singapore beBeeAuditing Full time $4,500 - $7,500

    Job Title: Financial Compliance AssociateOur organization is seeking a diligent and detail-oriented professional to fill the role of Financial Compliance Associate. This position involves working closely with senior team members to execute financial reviews, compliance engagements, and audits for various clients.Key Responsibilities:Audit Execution:

  • Junior Compliance Associate

    1 week ago

    Singapore Tazapay Pte Ltd Full time

    Junior Compliance Associate Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and...

  • Compliance Associate

    5 days ago

    Singapore ORIENT FUTURES INTERNATIONAL (SINGAPORE) PTE. LTD. Full time

    1 year exp **Roles & Responsibilities** **Are you ready for a compliance career with a global financial firm? Join Orient Futures Singapore as a Compliance Associate now.** Our business philosophy is continual innovation to stay ahead and relevant to provide premium brokerage services to all clients. In tapping on financial technology, we digitalize and...

  • Associate/ Senior Associate, Regulatory Compliance

    2 weeks ago

    Singapore Polymath Search Full time

    Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Direct message the job poster from Polymath Search Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Polymath Search is partnering with a...

  • compliance associate, apac

    2 weeks ago

    Singapore 360T Full time

    Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Get AI-powered advice on this job and more exclusive features. Your Role As a Your Role As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief...

  • Associate, Regulatory Compliance

    7 days ago

    Singapore IQ-EQ Full time

    Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be responsible...