Associate, Regulatory Compliance

1 day ago


Singapore IQ-EQ Full time
Overview

Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore

Responsibilities
  • Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances
  • Advise clients on ongoing regulatory compliance requirements and be responsible for clients' requests for advice and assistance on regulatory compliance related matters
  • Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS)
  • Provide regulatory updates to clients periodically
  • Prepare/review regulatory reporting and surveys based on MAS' risk-based capital requirements and other relevant regulations
Qualifications
  • At least 1 to 2 years of relevant experience in regulatory compliance, internal/external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
  • Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
  • Able to manage multiple stakeholders including clients, senior management, team lead and associates
  • Candidates who are positive, proactive and fast learners will be highly desired
  • High proficiency in spoken and written English (Mandarin is a plus)
What We Offer
  • Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
  • Wellbeing: additional social benefits such as private health and dental cover, life assurance
  • Annual leave: 25 days paid leave plus all statutory public holidays
  • Maternity and paternity leave, education leave and etc
  • Flexible working: we are open to conversations about flexible working arrangements
Additional Details
  • Seniority level: Mid-Senior level
  • Employment type: Full-time
  • Job function: Consulting

Get notified about new Regulatory Associate jobs in Singapore, Singapore .

We're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr

  • Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Compliance Manager

    4 days ago


    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...


  • Singapore KS CONSULTING PTE. LTD. Full time

    **About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...


  • Singapore Polymath Search Full time

    Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Direct message the job poster from Polymath Search Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Polymath Search is partnering with a...


  • Singapore KS CONSULTING PTE. LTD. Full time

    About the Role We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in...

  • Regulatory Compliance

    2 weeks ago


    Singapore Singapore Full time

    Identify and respond to local regulatory developments, engagement and policy Monitor local regulatory developments/updates issued by regulators Provide compliance advice and guidance to internal stakeholders Assess the risks associated with new or revised strategies and make recommendations to reduce risk exposure. Be the first point of contact to the...


  • Singapore IQ-EQ Full time $80,000 - $120,000 per year

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or...


  • Singapore IQ-EQ Full time $90,000 - $120,000 per year

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionSet up the compliance function for clients who are MAS-regulated, including design of compliance...


  • Singapore AIA Singapore Private Limited Full time

    Regulatory Compliance & Risk Culture, Principal / Consultant Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now Posted 2 hours ago Permanent Competitive Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now FIND YOUR 'BETTER' AT AIA We don't...


  • Singapore Waystone Governance Ltd. Full time

    Our Compliance Solutions division in Singapore are looking to add a new Consultant to their team. In this role you will have the opportunity to manage your own portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged...