Associate, Regulatory Compliance

About the Role We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in...

About the Role We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...

Associate - Compliance, Policy & Regulatory Join to apply for the Associate - Compliance, Policy & Regulatory role at Mizuho . Role Responsibilities Manage regulatory relationships through proactive engagement and maintain good working relationships with regulators. Handle all regulatory requests, inquiries, and examinations by coordinating with internal...

Senior Associate, Regulatory Compliance, APAC Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Senior Associate, Regulatory Compliance, APAC 2 weeks ago Be among the first 25 applicants Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Get AI-powered advice on this job...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Set up the compliance function for clients who are MAS-regulated, including design of compliance...

**Company overview** **Function Overview** **Responsibilities**: - Provide daily compliance support in the advice and review of local legislative and financial regulatory requirements (example - MAS IAC regime, MAS FRC framework), as well as local and regional compliance policies including those relating to, among others, cross border business activities,...

Compliance Associate Role">We are seeking a highly skilled Compliance Associate to join our team. As a key member of the Global Compliance Department, you will play a vital role in supporting the Chief Compliance Officer and ensuring the company's compliance with regulatory requirements.">Key Responsibilities:Regulatory Compliance Management: Ensure...

Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore Join to apply for the Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore role at Goldman Sachs Job Description At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global...

Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore Join to apply for the Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore role at Goldman Sachs Job Description At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global...

**Regulatory Compliance Officer (Associate)** **Roles and Responsibility** - Produce reports for governmental and regulatory requirements. - Conduct gap assessment in relation to regulatory obligations. - Identify and assess compliance-related risks within the organization. - Develop and implement policies and procedures to ensure compliance. - Monitor...