Senior Associate, Regulatory Compliance

1 week ago

Singapore IQEQ Full time
Company Description

IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.

Job Description
  • Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances
  • Advise clients on ongoing regulatory compliance requirements and be responsible for clients' requests for advice and assistance on regulatory compliance related matters
  • Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS)
  • Provide regulatory updates to clients periodically
  • Prepare/review regulatory reporting and surveys based on MAS' risk-based capital requirements and other relevant regulations.
Qualifications
  • At least 3 to 4 years of relevant experience in regulatory compliance, internal/ external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
  • Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
  • Able to manage multiple stakeholders including clients, senior management, team lead and associates
  • Candidates who are positive, proactive and fast learners will be highly desired
  • High proficiency in spoken and written English (Mandarin is a plus)
Additional Information

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

What we offer
  • Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
  • Wellbeing: additional social benefits such as private health and dental cover, life assurance and etc
  • Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
  • Maternity and paternity leave, education leave and etc
  • Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangements

For further information, and to apply, please visit our website via the "Apply" button below.

#J-18808-Ljbffr

  • Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Full time

    Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be responsible...

  • Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Full time

    Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be...

  • Senior Associate, Regulatory Compliance, APAC

    4 days ago

    Singapore StoneX Group Inc. Full time

    Senior Associate, Regulatory Compliance, APAC Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Senior Associate, Regulatory Compliance, APAC 2 weeks ago Be among the first 25 applicants Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Get AI-powered advice on this job...

  • Associate - Compliance, Policy & Regulatory

    4 days ago

    Singapore Mizuho Full time

    Associate - Compliance, Policy & Regulatory Join to apply for the Associate - Compliance, Policy & Regulatory role at Mizuho . Role Responsibilities Manage regulatory relationships through proactive engagement and maintain good working relationships with regulators. Handle all regulatory requests, inquiries, and examinations by coordinating with internal...

  • Associate, Regulatory Compliance

    1 week ago

    Singapore IQ-EQ Full time

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Our Regulatory Compliance Advisory team services regulated financial institutions, the...

  • Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Full time $80,000 - $120,000 per year

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionSet up the compliance function for clients who are MAS-regulated, including design of compliance...

  • Regulatory Compliance

    2 weeks ago

    Singapore AIA SINGAPORE PRIVATE LIMITED Full time

    Position Objective: Reporting to Senior Manager, Regulatory Compliance & Risk Culture, this position is responsible to help the Company in managing and mitigating regulatory risk, including market conduct regulatory requirements. Collaborate with business functions to foster a positive risk culture through effective risk and compliance awareness, engagement,...

  • Senior Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Full time $60,000 - $80,000 per year

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clients Provide advisory and consultancy services to clients Submit...

  • Senior Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Full time $40,000 - $80,000 per year

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clients Provide advisory and consultancy services to clients Submit...

  • Senior Regulatory Compliance Specialist

    2 weeks ago

    Singapore beBeeCompliance Full time $80,000 - $120,000

    Job Title:Senior Compliance ExpertWe are seeking a highly skilled and experienced Senior Compliance Expert to join our team. This is an exciting opportunity to work with a global organization and contribute to the development of innovative solutions that meet regulatory requirements.The successful candidate will have a deep understanding of regulatory needs...