Associate, Regulatory Compliance

2 weeks ago

Singapore IQ-EQ Full time

Overview

Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore

Responsibilities

  • Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances
  • Advise clients on ongoing regulatory compliance requirements and be responsible for clients' requests for advice and assistance on regulatory compliance related matters
  • Execute ad-hoc projects for clients (including revision of compliance policies and procedures, applications to MAS)
  • Provide regulatory updates to clients periodically
  • Prepare/review regulatory reporting and surveys based on MAS' risk-based capital requirements and other relevant regulations

Qualifications

  • At least 1 to 2 years of relevant experience in regulatory compliance, internal/external audit or legal functions in the financial services industry. Junior candidate will be considered at Associate level
  • Candidate with broad knowledge of the Securities and Futures Act and MAS Notices and Guidelines for Singapore fund management companies preferred
  • Able to manage multiple stakeholders including clients, senior management, team lead and associates
  • Candidates who are positive, proactive and fast learners will be highly desired
  • High proficiency in spoken and written English (Mandarin is a plus)

What We Offer

  • Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile
  • Wellbeing: additional social benefits such as private health and dental cover, life assurance
  • Annual leave: 25 days paid leave plus all statutory public holidays
  • Maternity and paternity leave, education leave and etc
  • Flexible working: we are open to conversations about flexible working arrangements

Additional Details

  • Seniority level: Mid-Senior level
  • Employment type: Full-time
  • Job function: Consulting

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