Associate/ Senior Associate, Regulatory Compliance

Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Direct message the job poster from Polymath Search Associate/ Senior Associate, Regulatory Compliance – Global Consulting Firm | Singapore Polymath Search is partnering with a...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or...

2 days ago Be among the first 25 applicants Job Description & Requirements Key Responsibilities Gather and analyse business requirements related to AML / KYC processes, including Name Screening, Source of Wealth (SoW), and Transaction Monitoring. Collaborate with stakeholders across Compliance, Operations, and IT to define functional specifications and...

**Company overview** **Function Overview** **Responsibilities**: - Provide daily compliance support in the advice and review of local legislative and financial regulatory requirements (example - MAS IAC regime, MAS FRC framework), as well as local and regional compliance policies including those relating to, among others, cross border business activities,...

Our client is a multi-product investment service firm for investors worldwide, with offices across APAC. **Role Overview** - Oversee the implementation and ongoing execution of the Compliance Program across the Optimas Group, covering Regulatory, Investment, and AML/CFT (Anti-Money Laundering/Countering the Financing of Terrorism) frameworks. - Ensure the...

**Location** Singapore, Central Singapore **Job Type** Full Time **Salary** $2,500 - $4,600 Per Month **Date Posted** 6 hours ago Additional Details **Job ID** 103045 **Job Views** 1 **Job Description**: Roles & Responsibilities **Assistant Associate / Associate / Senior Associate (Corporate Secretarial)** Job Responsibilities - Handle all...

Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Company OverviewInteractive Brokers Group, Inc. (Nasdaq:...

Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Company Overview Interactive Brokers Group, Inc....

Job Title: Senior Regulatory Compliance SpecialistDescription:We are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.Key Responsibilities:Provide ongoing compliance advisory and support to...

**Legal & Compliance Associate Director / Senior Manager (APAC) - Global Pharmaceutical Company A multinational organisation specialising in Pharmaceuticals and Research & Development is seeking for a Legal & Compliance Associate Director / Senior Manager to be accountable for the entrenchment of the components of a comprehensive and effective compliance...