Compliance Associate/manager

1 day ago

Singapore OPTIMAS CAPITAL MANAGEMENT PTE. LTD. Full time

Optimas Capital Management is looking for a Compliance Associate/Manager to join our Legal and Compliance Team in Singapore. You will be reporting to an experienced Head of Compliance and supported by external Compliance consultants to help manage the Compliance Risks of Optimas Group, which operates in both Singapore and Hong Kong. This is an excellent and unique opportunity to build a career with an Asia leading multi-asset trading hedge fund manager, and to gain global and regional experience in Compliance.

**Role Description**
- Provision of Compliance oversight, surveillance, testing and implementation of Compliance Program (including Regulatory, Investment and Anti Money Laundering/Countering Financing of Terrorism) for Optimas Group, to ensure compliance with relevant laws and regulations administered by inter-alia, the HK Securities and Futures Commission (“SFC”), SG Monetary Authority of Singapore (“MAS”), US Securities and Futures Commission (“SEC”) and National Futures Association (“NFA”);
- Enforcement of Optimas Group’s internal policies and procedures;
- Delivery of Compliance Trainings to staff;
- Management of outsourced service providers that provide support to the Company to meet its regulatory obligations (i.e. Compliance filings, Internal Audit).

**Requirements**:

- Bachelor’s degree across any discipline. Knowledge in Financial Market and/or Legal is a plus;
- Strong desire to develop regulatory knowledge beyond local regulatory environment and interest in designing and implement a risk-based Compliance program that safeguards the Firm but is still practicable for Business;
- Thrive in a team-oriented environment and collaborate with various front and back departments;
- Ability to work independently with limited supervision. Training and guidance will be provided to develop the individual.

**Experience**
- 1 to 3 years of relevant Compliance experience in Asset Management or other Financial Services. Fresh Graduates with high potential will also be considered.

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