Compliance Consultant Associate Manager

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds and global perspectives, and we cultivate...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

We are seeking a Blockchain Consultant to help drive practice go-to-market efforts and advise clients on the disruptive potential of blockchain technology to improve their businesses as well as disrupt industries and create new collaborative ecosystems. **Responsibilities**: - Become a trusted advisor and be able to deliver go-to-market pitches for...

Overview Associate, Regulatory Compliance (Ongoing Compliance Services) – Singapore Responsibilities Set up the compliance function for clients who are MAS-regulated, including design of compliance manual and monitoring program tailored to the client's business circumstances Advise clients on ongoing regulatory compliance requirements and be responsible...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

**Director, Compliance Consulting - Singapore** In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology, allow us to give our clients clarity—not just answers—in all areas of business. We embrace diverse backgrounds...

1 year exp **Roles & Responsibilities** **Are you ready for a legal and compliance career with a global financial firm? Join Orient Futures Singapore as a Legal and Compliance Associate now.** Our business philosophy is continual innovation to stay ahead and relevant to provide premium brokerage services to all clients. In tapping on financial technology,...

We invite highly motivated professionals with relevant experience to join our team as **Compliance Associate / Senior.** As part of our compliance team, you will provide a comprehensive range of Governance, Risk management and Compliance (GRC) solutions aimed at assisting our clients in enhancing their overall GRC capabilities. - To support us in project...

Our client is a leading consultancy firm that provide a comprehensive range of compliance services to assist financial institutions with their MAS compliance needs. They are looking to grow their team, looking for a Consultant. **Duties comprise of**: - Conduct review of compliance documents, covering all aspects of regulatory compliance - Good knowledge...