Compliance Manager

6 days ago


Singapore Havenport Investments Pte Ltd Full time

The Company is an established Capital Markets Service Licensed Fund Manager and Wealth Platform based in Singapore. We are looking to recruit an experienced Compliance professional to support our growing business in the following areas:
Manage all compliance matters including:
Regulatory Compliance
- Regulatory reporting and surveys
- License administration
- Liaison with regulators
- Compliance Advice
- New regulatory requirements and / or implementation
- New business and product proposals
- AML matters
- Policies and procedures review where relevant
- Perform substantial shareholding monitoring and reporting

Corporate Compliance
- Compliance monitoring and training
- Personal investment and other code of ethics administration
- Outsourcing evaluations and due diligence
- Marketing materials review

**Requirements: -**

**Education/Experience/Competencies**:

- Minimum 5 years relevant experience with Bachelor’s degree
- Familiarity with the regulatory framework of the Singapore asset management industry
- Excellent written and verbal communication skills
- Confident and self-driven
- Attentive to details

Office Location: Central with hybrid work arrangements


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