VP/Director, Compliance
4 weeks ago
Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide compliance advisory to the business – including conflicts management and approvals To be qualified for this opportunity, you must have: Circa 10+ years of relevant IBD & Research Compliance experience Strong knowledge of MAS regulations Ability to work in a fast-paced environment For more information on this opportunity or to discuss the compliance market in general, please reach out at clim@ashford-benjamin.com or call +65 6277 8530 for a confidential discussion. #J-18808-Ljbffr
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Vp, ibd compliance
6 days ago
Singapore Pure Hong Kong Full timeVP, IBD Compliance Pure Hong Kong, SingaporePosted: 1 day ago | Job Type: Hybrid | Employment Type: Permanent | Salary: S$150k - S$220k My client is a reputable investment bank with a solid compliance culture. They are expanding the regional compliance team and are looking for a VP, IBD Compliance, to work in the regional team and report to the Executive...
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VP/Director, Compliance
4 weeks ago
Singapore Ashford Benjamin Ltd. Full timeAshford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...
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VP Compliance
3 weeks ago
Singapore Qontel Search Pte Ltd Full timeWe are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...
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Vp compliance | singapore, sg
2 weeks ago
Singapore Qontel Search Pte Ltd Full timeWe are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing and...
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Vp, compliance
2 weeks ago
Singapore FP GLOBAL PTE. LTD. Full timeJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in Singapore Responsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as debt capital markets...
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VP Compliance, International Investment Bank
2 days ago
Singapore Kerry Consulting Pte Ltd Full timeVP Compliance, International Investment Bank Our client is an International Investment Bank, and is seeking a VP Compliance. The role will include Compliance advisory, developing and implementing compliance frameworks tailored to regulatory requirements and business needs. The successful candidate will need to have a strong knowledge of Investment Banking...
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Regulatory Compliance Director
1 month ago
Singapore Charterhouse Partnership Singapore Full timeJob Title: Regulatory Compliance VPAt Charterhouse Partnership Singapore, we are seeking a highly skilled Regulatory Compliance VP to join our team. As a key member of our organization, you will play a critical role in developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks.Key Responsibilities:Develop...
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VP, Compliance
3 weeks ago
Singapore FP GLOBAL PTE. LTD. Full timeRoles & ResponsibilitiesJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in SingaporeResponsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as...
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Regulatory Compliance Director
1 month ago
Singapore Charterhouse Partnership Singapore Full timeJob Title: Regulatory Compliance VPCharterhouse Partnership Singapore is seeking a highly skilled Regulatory Compliance VP to join our team.Key Responsibilities:Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and...
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Regulatory Compliance Director
4 weeks ago
Singapore Charterhouse Partnership Singapore Full timeJob Title: Regulatory Compliance VPCharterhouse Partnership Singapore is seeking a highly skilled Regulatory Compliance VP to join our team.Key Responsibilities:Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and...
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Regulatory compliance director
1 week ago
Singapore Atomic Recruitment Full timeWe are currently looking for a Global Regulatory Compliance Director in the medical device industry to join a global leader in cutting-edge healthcare solutions. Known for their dedication to innovation and operational excellence, they are focused on improving patient care and maintaining the highest regulatory standards across multiple regional sites. With...
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Legal & Compliance VP
6 days ago
Singapore RANDSTAD PTE. LIMITED Full timeRoles & Responsibilitiesabout the companyOur client is a Financial Institution looking to recruit a Legal & Compliance VP to provide in-house advice and expertise on a broad range of legal and compliance topics. about the jobYour responsibilities will be to:• Provide sound, coherent and commercially minded legal and compliance advice on all matters...
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Regulatory Compliance Director
4 weeks ago
Singapore Charterhouse Partnership Singapore Full timeJob Title: Regulatory Compliance VPAs a key member of our team, you will be responsible for developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks. You will take ownership of implementing these policies across the organization and ensure adherence at all levels.Key Responsibilities:Develop and maintain...
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Singapore Empower Partners Search Full timeAVP/VP KYC Compliance Empower Partners Search, SingaporeJob Details: Posted 2 days ago | Hybrid Job | Permanent | S$100k - S$120k Our client, a leading private bank, is seeking a qualified professional for an AVP/VP position in their KYC team. This role will be senior and offers the opportunity to contribute to a growing organisation looking to enhance...
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Investor relations
1 week ago
Singapore Parallelchain Full timeAs VP/Director of Investor Relations, you play a pivotal role in managing and enhancing our company's relationships with the investment community, ensuring effective communication and fostering a positive corporate image among existing and potential investors. Full-time What You Will Do: Proactively engage and qualify potential investors for the...
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AVP/VP KYC Compliance
2 months ago
Singapore Empower Partners Search Full timeOur client, a leading private bank is seeking a qualified professional for a AVP/VP for their KYC team. This position will play the role of a senior and offers the opportunity to contribute to a growing organisation looking to grow their compliance function. Key Responsibilities: Governance: Conduct due diligence on high risk clients (both new and...
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Regulatory compliance vp
2 weeks ago
Singapore Charterhouse Partnership Singapore Full timeRegulatory Compliance VP (Payment Services) Charterhouse Partnership Singapore, Singapore Posted: 3 days ago | Job Type: Hybrid Job | Employment Type: Permanent | Salary: Highly Competitive Charterhouse is partnering with a well-established payment firm to source for a Compliance VP. This is an excellent opportunity for dynamic individuals who are looking...
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Financial Crime Compliance VP
3 weeks ago
Singapore RANDSTAD PTE. LIMITED Full timeRoles & Responsibilitiesabout the companyOur client is a Bank looking to recruit a dynamic and highly experienced Financial Crime Compliance office at the senior VP level to join the team.about the jobYou will be a key member of the Compliance team, with a scope of duties including: Support the MLRO in developing, implementing, and maintaining an effective...
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Investor relations
2 weeks ago
Singapore Parallelchain Full timeAs VP/Director of Investor Relations, you play a pivotal role in managing and enhancing our company's relationships with the investment community, ensuring effective communication and fostering a positive corporate image among existing and potential investors. Full-time What You Will Do:Proactively engage and qualify potential investors for the company....
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Compliance Relationship Director
2 weeks ago
Singapore InCorp Full timeJob SummaryWe are seeking a skilled Compliance Relationship Director to join our team at InCorp. As a Compliance Relationship Director, you will be responsible for ensuring our portfolio of clients adhere to government regulations and ethical standards.Key Responsibilities:Act as a director of each client as instructed by the relevant service provider and...