VP/Director, Compliance

Ashford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...

We are seeking an exceptional VP Compliance for a progressive financial services player. Based in the Singapore office, this role offers valuable exposure and mentorship under an experienced Compliance leader. As VP Compliance, you will provide trusted regulatory advice on equity capital markets, underwriting and private placements, securities marketing...

AVP/VP KYC Compliance Job DescriptionEmpower Partners Search is seeking a highly skilled AVP/VP for their KYC team to play a senior role in contributing to the growth of their compliance function.Key Responsibilities:Governance: Conduct thorough due diligence on high-risk clients, both new and existing, to ensure compliance with regulatory...

Job Title: Regulatory Compliance VPAt Charterhouse Partnership Singapore, we are seeking a highly skilled Regulatory Compliance VP to join our team. As a key member of our organization, you will play a critical role in developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks.Key Responsibilities:Develop...

Job Title: Regulatory Compliance VPAt Charterhouse Partnership Singapore, we are seeking a highly skilled Regulatory Compliance VP to join our team. As a key member of our organization, you will play a critical role in developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks.Key Responsibilities:Develop...

Job Title: Regulatory Compliance VPCharterhouse Partnership Singapore is seeking a highly skilled Regulatory Compliance VP to join our team.Key Responsibilities:Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and...

Roles & ResponsibilitiesJoin a leading global financial institution offering innovative cross-border capital market services and financial solutions. We're seeking an experienced, proactive VP of Compliance to pioneer the team in SingaporeResponsibilities Provide regulatory and firm compliance policy advice/ guidance to equity capital markets, as well as...

Regulatory Compliance VPCharterhouse Partnership Singapore is seeking a highly skilled Regulatory Compliance VP to join our team.Key Responsibilities:Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and Corporate...

Job Title: Regulatory Compliance VPCharterhouse Partnership Singapore is seeking a highly skilled Regulatory Compliance VP to join our team.Key Responsibilities:Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and...

Job Title: Regulatory Compliance VPAs a key member of our team, you will be responsible for developing, reviewing, and updating compliance policies, procedures, and controls to mitigate regulatory risks. You will take ownership of implementing these policies across the organization and ensure adherence at all levels.Key Responsibilities:Develop and maintain...

Our client, a leading private bank is seeking a qualified professional for a AVP/VP for their KYC team. This position will play the role of a senior and offers the opportunity to contribute to a growing organisation looking to grow their compliance function. Key Responsibilities: Governance: Conduct due diligence on high risk clients (both new and...

Roles & Responsibilitiesabout the companyOur client is a Bank looking to recruit a dynamic and highly experienced Financial Crime Compliance office at the senior VP level to join the team.about the jobYou will be a key member of the Compliance team, with a scope of duties including: Support the MLRO in developing, implementing, and maintaining an effective...

Job SummaryAptitude Asia seeks a seasoned Compliance Director to oversee the day-to-day compliance operations for a diverse portfolio of licensed entities. The ideal candidate will provide expert guidance on complex regulatory matters, manage compliance projects, and lead a team to maintain service excellence.Key ResponsibilitiesDevelop and implement...

Compliance Advisory DirectorAt Danos Group, we are seeking a seasoned Compliance Advisory Director to join our team. As a key member of our compliance function, you will play a critical role in ensuring our firm's trading activities in Fixed Income, Commodities, and FX are in compliance with intricate regulations.Key Responsibilities:Collaborate closely with...

Compliance Advisory DirectorAt Danos Group, we are seeking a seasoned Compliance Advisory Director to join our team. As a key member of our compliance function, you will play a critical role in ensuring our firm's trading activities in Fixed Income, Commodities, and FX are in compliance with intricate regulations.Key Responsibilities:Collaborate closely with...

Key ResponsibilitiesAs a Compliance Advisory Director at Danos Group, you will play a critical role in ensuring the firm's trading activities in Fixed Income, Commodities, and FX are in compliance with intricate regulations.Collaboration and CommunicationWork closely with management and business units to interpret complex regulations and provide timely...

Job Title: Store ManagerAt Link Compliance, we are seeking a highly skilled and experienced Store Manager to join our team in Singapore. As a Store Manager, you will be responsible for leading our store team to deliver exceptional customer experiences, drive sales growth, and maintain a luxury environment.Key Responsibilities:Lead and inspire a...

Roles & ResponsibilitiesROLES & RESPONSIBILITIES The overall and day-to-day operation of the Company and branches in the country in accordance with instructions and objectives given by VP. The overall management of organisation in the country with authority to rotate and employ staff and to discharge staff subject to prior agreement with VP. Maintaining...

Job Title: Senior Compliance Officer, VP, Private BankingWe are seeking a highly skilled Senior Compliance Officer to join our Private Banking team. As a key member of our team, you will be responsible for ensuring that our clients meet regulatory and internal requirements.Key Responsibilities:Perform enhanced due diligence reviews of HR and PEP clients to...

AVP/VP KYC Compliance Job DescriptionEmpower Partners Search is seeking a highly skilled AVP/VP for their KYC team to play a senior role in contributing to the growth of their compliance function.Key Responsibilities:Governance: Conduct thorough due diligence on high-risk clients to ensure compliance with relevant regulations.Advisory: Provide expert KYC...