Equities Compliance Director

**Job Details**: **Location** Singapore **Salary** Competitive Salary with unique compensation structure **Job Type** Permanent **Ref** BH-178704 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 4 hours ago - Excellent opportunity in a stable Asian investment house - New Equities Compliance function, experience with cash...

Director, Equity and Structured Products DACS Dealer Apply for the Director, Equity and Structured Products DACS Dealer role at Standard Chartered Singapore. This headcount is part of the CMPS (Capital Markets Products and Sales) Team focusing on offering Direct Access service (DACS) to Private Banking clients. The DACS team offers a bespoke equity advisory...

**Responsibilities** - Provide regulatory compliance support for the firm’s equity execution desk and assisting with the resolution of issues identified by other oversight functions (i.e., Risk or Internal Audit). - Developing and implementing policies, procedures and controls which successfully mitigate key risk factors for the trading lifecycle. -...

Ambition SingaporePosted 4 hours ago Flexible Permanent Negotiable - My client is an established Asian Private Equity firm who are expanding their presence & remit around South East Asia. They are looking for a pioneer team to help set-up their office in Singapore. **Director/Managing Director - Private Equity** - Regional PE, new set-up in Singapore - High...

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L- Posted by - Loretta Chan- Director Our client is an international service provider that they provide a wide range of services such as regulatory compliance advisory services to their clients. Their clients are mainly in the financial services industry including asset management such as hedge funds, private equity funds, venture capital, payment solutions...

Inuka is partnering with a renowned global asset manager and operator headquartered in Singapore. With operations spanning over 20 countries and $30.5 billion in capital deployed, the company delivers innovative solutions to tackle critical global challenges, including the energy transition, urbanisation, and digital transformation. As part of their...

Position DescriptionThe Director, Compliance will report to the Head of Compliance Singapore and is a generalist role with the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional cash equities sales and trading, research, futures & options,...

Executive Director, Equity Portfolio Manager Direct message the job poster from BTI Executive Search Key Responsibilities Lead the management of client portfolios and funds in accordance with strategic views and established investment procedures. Develop, enhance, and execute investment strategies for global equity portfolios, with a primary focus on US...

Equity Analyst, Executive Director At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let's shape the future of wealth management together. GENERAL DESCRIPTION The Equity Analyst is member of the Research Asia team and shall...