Vp - Equities Compliance

2 weeks ago

Singapore Danos Group Full time

**Responsibilities**
- Provide regulatory compliance support for the firm’s equity execution desk and assisting with the resolution of issues identified by other oversight functions (i.e., Risk or Internal Audit).
- Developing and implementing policies, procedures and controls which successfully mitigate key risk factors for the trading lifecycle.
- Working with legal colleagues and external counsel to manage relationships with regulators (e.g. MAS, SGX, SEC, and FCA).

**Requirements**:

- Seeking a degree holder with exceptional academic credentials, ideally in a related field, and a minimum of 7 years' experience in compliance and regulatory roles within financial institutions, regulatory bodies, broker-dealers, or buy-side firms.
- Demonstrated experience in implementing trading and equity compliance projects, policies, and programs.

  • Legal & Compliance - Singapore Compliance, AVP/VP

    4 hours ago

    Singapore Blackstone Full time

    Legal & Compliance – Singapore Compliance, AVP/VP Join to apply for the Legal & Compliance – Singapore Compliance, AVP/VP role at Blackstone . Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We...

  • Legal & Compliance - Singapore Compliance, AVP/VP

    1 week ago

    Singapore The Blackstone Group L.P. Full time

    Legal & Compliance - Singapore Compliance, AVP/VP page is loaded## Legal & Compliance - Singapore Compliance, AVP/VPlocations: Singaporetime type: Full timeposted on: Posted Todayjob requisition id: 40016Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the...

  • Equities Compliance Director

    5 days ago

    Singapore Taylor Root Full time

    Equities Compliance Director Our client, a leading global financial institution, is seeking an experienced Equities Compliance Director to join their team. This is a senior leadership role responsible for overseeing compliance advisory and monitoring for the Equities business across the region. Key Responsibilities Provide strategic compliance advisory to...

  • VP, Future

    2 weeks ago

    Singapore OCBC Full time

    VP, Future & Derivatives Business Development - Global Markets Equities We are Singapore’s longest established

  • Compliance Avp

    2 weeks ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary with unique compensation structure **Job Type** Permanent **Ref** BH-178704 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 4 hours ago - Excellent opportunity in a stable Asian investment house - New Equities Compliance function, experience with cash...

  • Dpm Portfolio Manager, Equities

    1 day ago

    Singapore Bank of Singapore Full time

    DPM Portfolio Manager, Equities (VP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration...

  • VP, Analytics and Automation, Group Compliance

    2 weeks ago

    Singapore UOB Full time

    VP, Analytics and Automation, Group Compliance Join to apply for the VP, Analytics and Automation, Group Compliance role at UOB About UOB United Overseas

  • Asia South Equities Business Execution

    3 days ago

    Singapore Citibank (Switzerland) AG Full time

    ## For additional information, please review .Asia South Equities Business Execution - SVP/VP page is loaded## Asia South Equities Business Execution - SVP/VPlocations: Singapore Singaporetime type: Full timeposted on: Posted 30+ Days Agojob requisition id: Working as part of the regional Equity Business Execution team, this role supports the Equity business...

  • Impact Private Equity VP/Assoc

    2 days ago

    Singapore CLSA Capital Partners Full time

    A financial investment firm in Singapore is seeking a Senior Associate / VP for its Impact Private Equity Fund focusing on water and sustainable agriculture. The role involves due diligence, client relationship management, and investment analysis. Ideal candidates will have 3-5 years of relevant experience, preferably an MBA or CFA, and fluency in English...

  • Junior Compliance Officer

    1 week ago

    Singapore VP Bank Ltd Singapore Branch Full time

    VP Bank Ltd was founded in 1956 and, with over 1'000 employees, ranks amongst the largest banks in Liechtenstein. VP Bank is present with offices in Vaduz, Zurich, Luxembourg, Singapore, Hong Kong and Road Town (British Virgin Islands). Its core competencies include the development of tailor-made financial solutions for intermediaries and private individuals...