Compliance Avp

3 days ago

Singapore Ethos BeathChapman Full time

**Job Details**:
**Location**

Singapore

**Salary**

Competitive Salary with unique compensation structure

**Job Type**

Permanent

**Ref**

BH-178704

**Contact**

Khai Anwar- **Contact phone**
- 6692 9359
- **Posted**

about 4 hours ago
- Excellent opportunity in a stable Asian investment house
- New Equities Compliance function, experience with cash equities a must
- Sound product and regulatory knowledge desired

Our Client is a leading Asian investment house seeking an experienced Compliance AVP with strong product and regulatory knowledge within equities and equities derivatives. You will be dissecting end-to-end processes for the Equities desk with a Compliance lens, ensuring all activities are in accordance with prevailing regulations and providing regulatory compliance support where required.**You will**:

- Have at least 5 to 7 years of relevant working experience in a regulatory compliance position at an established Financial Institution.
- Possess expert financial products knowledge, especially in cash equities. Experience with equities derivatives (including ETFs and listed options) is a plus.
- Trading floor experience will be highly advantageous
- Thrive in driving growth within a complex compliance landscape
- Be a strong communicator, able to work well with stakeholders across seniorities.

Take charge of this opportunity to welcome a new career challenge.
- EA Personnel No R2095394
- BeathChapman Pte Ltd
- License No 16S8112

  • Legal & Compliance - Singapore Compliance, AVP/VP

    1 week ago

    Singapore Blackstone Full time

    Legal & Compliance – Singapore Compliance, AVP/VP Join to apply for the Legal & Compliance – Singapore Compliance, AVP/VP role at Blackstone . Blackstone is the world's largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We...

  • Legal & Compliance - Singapore Compliance, AVP/VP

    2 weeks ago

    Singapore Blackstone Full time

    Legal & Compliance – Singapore Compliance, AVP/VP Join to apply for the Legal & Compliance – Singapore Compliance, AVP/VP role at Blackstone . Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We...

  • Compliance Manager, FCC Intelligence

    7 days ago

    Singapore Bank of Singapore, Asia's Global Private Bank Full time

    Compliance Manager, FCC Intelligence & Innovation (AVP)

  • Confidential Search

    3 days ago

    Singapore Ambition Full time

    **Title** Compliance, AVP - Corporate Banking **Description** Our Client is an international bank, looking for a compliance officer to manage and supervise all functions in the compliance space, including but not limited to client onboarding, KYC, regulatory advisory compliance, transaction monitoring, and periodic review. You will be acting as the point...

  • Compliance Manager

    7 days ago

    Singapore Bank of Singapore Full time

    Bank of Singapore SingaporePosted 2 hours ago Permanent Competitive - Compliance Manager - Compliance Testing (AVP) - At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them...

  • Senior Associate/AVP, Transaction Surveillance Unit, Group Compliance

    5 days ago

    Singapore DBS Bank Full time

    Job Description - Senior Associate/AVP, Transaction Surveillance Unit, Group Compliance (WD78044)Business Function Group Legal, Compliance & Secretariat ensures that the

  • Avp, HR Risk

    2 weeks ago

    Central Singapore Emprego SG Full time

    **Location** Singapore, Central Singapore **Job Type** Permanent **Salary** $4,500 - $7,500 Per Month **Date Posted** 1 hour ago Additional Details **Job ID** 5267 **Job Views** 1 **Job Description**: Roles & Responsibilities **Role Summary**: APAC HR Risk and Compliance aims to mitigate the Human Capital and HR operational risks through...

  • Avp/vp, Compliance Testing

    20 hours ago

    Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

    Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space. **AVP/VP, Compliance Testing & Control **Responsibilities**: - Reports to Head of Private Wealth Compliance, APAC - Checks adherence to framework, policies, procedures and manuals of Private Wealth. - Provide regulatory advise to...

  • Regulatory Compliance Manager

    5 days ago

    Singapore Bank of Singapore Full time

    **Regulatory Compliance Manager (AVP)** **-** **(**240001GI**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Regulatory Compliance Manager**!** At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness,...

  • AVP Communication Compliance, Global Asset Management

    4 days ago

    Singapore WILSONHCG SINGAPORE PTE. LTD. Full time $90,000 - $120,000 per year

    A leading global asset management fund is looking to hire AVP communication compliance candidate for their APAC team. You will be responsible for the following; Provide compliance support to the business in APACManage investor relations, relationship managers and other senior stakeholdersProvide compliance guidance, review and oversight of marketing...