Director, Regulatory Compliance
1 week ago
L- Posted by
- Loretta Chan- Director Our client is an international service provider that they provide a wide range of services such as regulatory compliance advisory services to their clients. Their clients are mainly in the financial services industry including asset management such as hedge funds, private equity funds, venture capital, payment solutions etc. As the business continues to grow, they are looking for a Director, Regulatory Compliance and the position is based in Singapore.
Key responsibilities:
- Manage a portfolio of clients such as fund managers, payment service firms, family offices etc to provide them compliance solutions and services
- Provide oversight on various compliance assignments and ensure completion that meet timelines and quality standards
- Manage team members to provide guidance and support to them
- Monitor the overall work quality and ensure optimal customer service to clients
- Keep abreast of the latest regulatory requirements and industry updates
- Work with senior management to develop and implement compliance policies and procedures
Key requirements
- At least 8 years of regulatory compliance experience in consultancy firms / audit firms / regulators / buyside asset management firms
- Strong understanding of asset management industry particularly MAS regulations and licensing requirements
- Strong understanding of Securities and Futures Act, Payment Services Act etc
- Strong technical Compliance knowledge
- Excellent client servicing and communication skills
- Experience in supervising / leading team members
- Motivated, positive, meticulous
EA License Number: 20C0180| Registration no: R1876188
- ABOUT COMPANY
- Amethyst Partners
- Singapore
30 Employees Asset Management
-
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full timeManage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...
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