Compliance director
2 weeks ago
Compliance Director – Hedge Fund The Edge PartnershipSingaporeApply now Posted: 2 days agoType: PermanentSalary: HK$160k - HK$170kOur client is a leading US-based multi-strategy hedge fund with a strong and expanding footprint in Asia. They are now seeking to hire a Compliance Director to be based in Hong Kong or Singapore. The successful candidate will be responsible for ensuring that our business operations comply with all applicable laws and regulations for APAC. The role can be based in Hong Kong or Singapore and reports to the Asia Chief Compliance Officer. Key Responsibilities: Directly support the Asia Chief Compliance Officer in handling compliance issues for Hong Kong/Singapore. Ensure a strong compliance presence and offer compliance guidance to the investment team concerning daily business activities related to research and trading. Help enforce compliance policies applicable to the firm's operations on a daily basis. Monitor regulatory changes and proactively update compliance policies and procedures as needed. Continuously educate both investment and non-investment staff on trading compliance requirements. Assist with surveillance, testing, and other important aspects of the compliance program to meet ongoing obligations. Stay informed about industry best practices in compliance and implement them to improve the firm's compliance program. Timely and accurately complete and submit regulatory filings to local authorities. Raise issues to global Compliance leaders and regional Business leaders as necessary. Qualifications: Bachelor's degree in business, finance, law, or a related field. Around 10+ years of experience in compliance advisory from investment bank’s sales and trading / hedge funds. Solid experience in handling MNPI, trade surveillance and/or in reviewing marketing materials. Excellent communication and interpersonal skills. Strong analytical and problem-solving skills. Ability to work independently and effectively manage multiple priorities. Please contact Venus Ip at +852 6380 0256 or email your CV directly in word format to Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days we regret to inform you that your application for this position was unsuccessful. #J-18808-Ljbffr
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Singapore InCorp Full timeJob SummaryWe are seeking a skilled Compliance Relationship Director to join our team at InCorp. As a Compliance Relationship Director, you will be responsible for ensuring our portfolio of clients adhere to government regulations and ethical standards.Key Responsibilities:Act as a director of each client as instructed by the relevant service provider and...
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Singapore Danos Group Full timeKey ResponsibilitiesAs a Compliance Advisory Director at Danos Group, you will play a critical role in ensuring the firm's trading activities in Fixed Income, Commodities, and FX are in compliance with intricate regulations.Collaboration and CommunicationWork closely with management and business units to interpret complex regulations and provide timely...
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Singapore Danos Group Full timeJob SummaryAt Danos Group, we are seeking a highly skilled Compliance Advisory Director to join our team.Lead Regulatory Compliance: Collaborate closely with management and business units to interpret intricate regulations pertaining to the firm's trading activities in Fixed Income, Commodities, and FX.Stay Ahead of Regulatory Changes: Stay abreast of...
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Compliance Director
3 weeks ago
Singapore The Edge Partnership Full timeKey Responsibilities:The Compliance Director – Hedge Fund will be responsible for handling compliance issues for Hong Kong/Singapore, ensuring a strong compliance presence, and offering compliance guidance to the investment team. They will help enforce compliance policies, monitor regulatory changes, and update compliance procedures as needed....
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Compliance director
2 days ago
Singapore The Edge Partnership Holdings, Hong Kong Limited Full timeOur client is a leading US-based multi-strategy hedge fund with a strong and expanding footprint in Asia. They are now seeking to hire a Compliance Director to be based in Hong Kong or Singapore. The successful candidate will be responsible for ensuring that our business operations comply with all applicable laws and regulations for APAC. The role can be...
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Compliance Director – Hedge Fund
2 weeks ago
Singapore The Edge Partnership Full timeRole Overview:The Edge Partnership seeks a seasoned compliance professional to join our team in a key leadership role. As Compliance Director – Hedge Fund, you will be responsible for ensuring our investment activities are conducted in accordance with regulatory requirements and industry best practices.Key Responsibilities:- Directly support the Asia Chief...
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VP/Director, Compliance
4 weeks ago
Singapore Ashford Benjamin Ltd. Full timeAshford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...
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Compliance director
1 week ago
Singapore The Edge Partnership - The Edge In Asia Full timeOur client is a leading US-based multi-strategy hedge fund with a strong and expanding footprint in Asia. They are now seeking to hire a Compliance Director to be based in Hong Kong or Singapore. The successful candidate will be responsible for ensuring that our business operations comply with all applicable laws and regulations for APAC. The role can be...
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Singapore The Edge Partnership Full timeKey ResponsibilitiesAs a Compliance Director for Hedge Fund Operations, you will directly support the Asia Chief Compliance Officer in handling compliance issues for Hong Kong/Singapore.Ensure a strong compliance presence and offer compliance guidance to the investment team concerning daily business activities related to research and trading.Help enforce...
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VP/Director, Compliance
4 weeks ago
Singapore Ashford Benjamin Ltd. Full timeAshford Benjamin are supporting an Investment Bank who are expanding their Compliance function in Singapore. The jobholder will be a VP/Director level professional and act as the Singapore compliance representative for all IBD, ECM, DCM, and M&S transactions. The jobholder will: Formulate compliance policies Highlight any regulatory risks Provide...
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Compliance Director
2 days ago
Singapore The Edge Partnership Full timeAt The Edge Partnership, we are seeking a seasoned Compliance Director to join our team in Hong Kong/Singapore.About the RoleThe successful candidate will be responsible for supporting the Asia Chief Compliance Officer in handling compliance issues and ensuring a strong compliance presence within the investment team. Key responsibilities include:Providing...
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Compliance Director
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Singapore Danos Group Full timeJob SummaryWe are seeking a seasoned Compliance professional to lead our team in Singapore and drive the development and promotion of our Compliance function.Key ResponsibilitiesDevelop and implement effective Compliance strategies to ensure the delivery of high-quality services, including advisory, training, monitoring, and financial crime prevention.Build...
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Compliance director
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Singapore Bitdeer Technologies Group Full timeAbout Bitdeer: Bitdeer Technologies Group (Nasdaq: BTDR) is a leader in the blockchain and high-performance computing industry. It is one of the world’s largest holders of proprietary hash rate and suppliers of hash rate. Bitdeer is committed to providing comprehensive computing solutions for its customers. Headquartered in Singapore, Bitdeer has deployed...
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Singapore BEATHCHAPMAN (PTE. LTD.) Full timeJob DescriptionA leading Fintech firm, BeathChapman (PTE. LTD.), is seeking a seasoned professional to fill the role of Director of Financial Accounting and Regulatory Compliance.Job SummaryThe ideal candidate will possess at least 8 years of relevant experience in external audit/financial accounting, with strong communication skills and Mandarin language...
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Compliance director
1 week ago
Singapore Bitdeer Full timeAbout Bitdeer: Bitdeer Technologies Group (Nasdaq: BTDR) is a leader in the blockchain and high-performance computing industry. It is one of the world’s largest holders of proprietary hash rate and suppliers of hash rate. Bitdeer is committed to providing comprehensive computing solutions for its customers. The company was founded by Jihan Wu, an early...
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