Compliance Director

3 weeks ago


Singapore The Edge Partnership Full time

Key Responsibilities:

The Compliance Director – Hedge Fund will be responsible for handling compliance issues for Hong Kong/Singapore, ensuring a strong compliance presence, and offering compliance guidance to the investment team. They will help enforce compliance policies, monitor regulatory changes, and update compliance procedures as needed. Additionally, they will educate staff on trading compliance requirements, assist with surveillance and testing, and stay informed about industry best practices.

Qualifications:

  • Bachelor's degree in business, finance, law, or a related field.
  • At least 10 years of experience in compliance advisory from investment banks' sales and trading/hedge funds.
  • Solid experience in handling MNPI, trade surveillance, and/or reviewing marketing materials.
  • Excellent communication and interpersonal skills.
  • Strong analytical and problem-solving skills.
  • Ability to work independently and effectively manage multiple priorities.

This role is ideal for a seasoned compliance professional looking to take on a leadership role in a dynamic and fast-paced environment. If you have a strong background in compliance and a passion for staying up-to-date with regulatory requirements, we encourage you to apply.



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