Regulatory compliance and licensing manager

Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or review compliance checklists,...

IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. is seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore.Job DescriptionWe are looking for an experienced professional to manage a portfolio of clients and provide advisory and consultancy services to ensure compliance with regulatory requirements.Client Management: Manage a...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ EQ Regulatory Compliance (Singapore) PTE. LTD.About the Role:This is a challenging and rewarding role that requires strong regulatory knowledge, analytical skills, and excellent communication abilities.As a Regulatory Compliance Specialist, you will be responsible for...

Roles & ResponsibilitiesJob Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual Provide or...

JOB DESCRIPTION Singapore Compliance ensures the development and maintenance of a strong compliance culture in Singapore by developing and maintaining program infrastructure that identifies measures and monitors compliance with applicable laws, regulations and rules that govern our business. Compliance teams work closely with business, legal, risk, and...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department (“LCD”) and reports to the Chief Regulatory Officer.Key Duties and Responsibilities Develop and strengthen the compliance culture in APEX and related entities Conduct the licensing application process for fund management Support other related functions...

Overall Responsibilities The Licensing Sales Manager plays a pivotal role in working together with the Business Unit Head (BUH) to achieve the goals and objectives set by the Company across Singapore and Malaysia. Through effective planning and budgeting, the Licensing Sales Manager will strive to achieve his/her quarterly/annual revenue target. In...

Overall Responsibilities The Licensing Sales Manager plays a pivotal role in working together with the Business Unit Head (BUH) to achieve the goals and objectives set by the Company across Singapore and Malaysia. Through effective planning and budgeting, the Licensing Sales Manager will strive to achieve his/her quarterly/annual revenue target. In...

Dubai | Singapore We are seeking an experienced and motivated Compliance & Regulatory Manager to support business growth and help us think strategically about regulatory compliance.. What you’ll be doing Regulatory Engagement: Stay updated on crypto regulatory developments, engage with regulators, and participate in industry forums. Compliance...

Roles & ResponsibilitiesOverall ResponsibilitiesThe Licensing Sales Manager plays a pivotal role in working together with the Business Unit Head (BUH) to achieve the goals and objectives set by the Company across Singapore and Malaysia. Through effective planning and budgeting, the Licensing Sales Manager will strive to achieve his/her quarterly/annual...

We are seeking a dynamic Compliance and Licensing Advisor to join our team at LMA, a financial exchange based in Singapore. The role requires expertise in the regulatory landscape for fund management activities, including Capital Markets Services (CMS) Licenses and other related MAS licenses.The ideal candidate will have experience in applying for and...

We are seeking for a Fund Compliance & Licensing Advisor to join a dynamic team within a financial exchange based in Singapore. The candidate will have expertise in the regulatory landscape for fund management activities, including application and maintenance of Capital Markets Services (CMS) Licenses and other related MAS licenses. Key Responsibilities: ...

Position: Regulatory Compliance LeadLocation: SingaporeSalary: TBCType: Temporary BOSS Energy has been retained by a multinational Offshore Oil & Gas company seeking to appoint a Regulatory Compliance Engineer. Reports to: According to Organisation chart Supervises: According to Organisation chart Responsibilities: Personal Accountability Responsible for...

Compliance Lead Role OverviewCornerstone Global Partners PTE. LTD.We are offering a competitive salary of SGD 120,000 - 180,000 per annum for this Compliance Lead position in Singapore.About the JobThe Compliance Lead will play a pivotal role in leading the Capital Markets Services (CMS) license application and developing robust regulatory compliance...

Position:Regulatory Compliance Lead Location:Singapore Salary:TBC Type:Temporary BOSS Energy has been retained by a multinational Offshore Oil & Gas company seeking to appoint a Regulatory Compliance Engineer. Reports to: According to Organisation chart Supervises: According to Organisation chart Responsibilities: Personal Accountability Responsible for...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Cornerstone Global Partners PTE. LTD. in Singapore. This is a newly created role that will play a critical part in shaping the regulatory foundation of our business.About the RoleCMS License Application: Lead the end-to-end application process for the Capital...

  The Senior Manager will provide regulatory compliance advisory, manage all policies and procedures related to MAS requirements, liaise with the regulators, and be responsible for compliance monitoring, cross-border marketing, market abuse, licensing and manage all regulatory updates. To be qualified for this opportunity, you must have at circa 10+ years...

Roles & ResponsibilitiesResponsibilities:- Assist the regulatory team to ensure the implementation of the branch compliance plan Respond to regulatory authorities' routine queries and coordinates completion of survey and other request for information Develop and perform periodic compliance reviews Investigates compliance breaches and customer complaints....

Job OverviewIQ-EQ is seeking a skilled Regulatory Compliance Specialist to manage a portfolio of clients and their respective MAS license application projects.Provide expert compliance advice to clients on MAS regulations.Address clients' queries during calls and meetings.Prepare and submit MAS license application documents.Liaise and correspond with MAS on...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Careers@Gov. The successful candidate will be responsible for managing the administration of licenses, reviewing and implementing radiocommunication/equipment registration policies, and assessing equipment compliance to cyber security requirements.About...