Fund Compliance

3 days ago


Singapore LMA Full time

We are seeking for a Fund Compliance & Licensing Advisor to join a dynamic team within a financial exchange based in Singapore.

The candidate will have expertise in the regulatory landscape for fund management activities, including application and maintenance of Capital Markets Services (CMS) Licenses and other related MAS licenses.

Key Responsibilities:

  • Led the process of applying for and renewing Capital Markets Services (CMS) Licenses for fund management activities, including preparing all required documentation for submission to MAS.
  • Ensure compliance with MAS guidelines and regulations for fund managers under the Securities and Futures Act (SFA).
  • Prepare and submit regulatory filings, ensuring timely and accurate submissions to MAS.
  • Assist in designing and implementing compliance frameworks for fund management activities.

Requirements:

  • Minimum 2 years of experience in regulatory compliance, licensing or fund management within a financial institution or regulatory body
  • Involvement with CMS license application
  • Good understanding of SFA and other relevant financial services regulations in Singapore.

Company Reg No.: 201131609D | License No.: 24S2411 | Reg No: R24124284


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