Compliance and Licensing Professional for Fund Management

1 month ago


Singapore LMA Full time

We are seeking a dynamic Compliance and Licensing Advisor to join our team at LMA, a financial exchange based in Singapore. The role requires expertise in the regulatory landscape for fund management activities, including Capital Markets Services (CMS) Licenses and other related MAS licenses.

The ideal candidate will have experience in applying for and renewing CMS Licenses for fund management activities, preparing required documentation for submission to MAS, and ensuring compliance with MAS guidelines and regulations for fund managers under the Securities and Futures Act (SFA).

Key Responsibilities:

  • Led the process of applying for and renewing Capital Markets Services (CMS) Licenses for fund management activities, including preparing all required documentation for submission to MAS.
  • Ensure compliance with MAS guidelines and regulations for fund managers under the Securities and Futures Act (SFA).
  • Prepare and submit regulatory filings, ensuring timely and accurate submissions to MAS.
  • Assist in designing and implementing compliance frameworks for fund management activities.

Requirements:

  • Minimum 2 years of experience in regulatory compliance, licensing or fund management within a financial institution or regulatory body.
  • Involvement with CMS license application.
  • Good understanding of SFA and other relevant financial services regulations in Singapore.

We offer an attractive salary package estimated at SGD 80,000 - SGD 100,000 per annum, depending on experience and qualifications. In addition, you can expect benefits such as medical insurance, annual leave, and professional development opportunities.



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