Licensing and Compliance Specialist

6 days ago


Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time
Roles & Responsibilities

The candidate will support the Legal, Regulatory and Compliance Department (“LCD”) and reports to the Chief Regulatory Officer.


Key Duties and Responsibilities

  • Develop and strengthen the compliance culture in APEX and related entities
  • Conduct the licensing application process for fund management
  • Support other related functions undertaken by LCD


Requirements:

  • University degree from reputable institutions.
  • At least 3 years’ relevant working experience in derivatives trading compliance or derivatives trading surveillance, with a strong focus on the financial services industry.
  • Team player with good writing, communication and interpersonal skills, including excellent Chinese proficiency.
  • IT literacy and ability to work with large datasets are preferred.
  • Deep understanding of relevant regulatory frameworks and licensing requirements

Tell employers what skills you have

Licensing
CAPA
Derivatives
Trade Fund Management
Supplier Quality
Literacy
Interpersonal Skills
Surveillance
Biology
Transaction Banking
Compliance
Audit Management
Writing
Audits
Team Player
Regulatory Requirements
regulatory frameworks
Financial Services

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