Director of Regulatory Compliance

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

L- Posted by - Loretta Chan- Director Our client is an international service provider that they provide a wide range of services such as regulatory compliance advisory services to their clients. Their clients are mainly in the financial services industry including asset management such as hedge funds, private equity funds, venture capital, payment solutions...

Compliance Director Job DescriptionWe are seeking an experienced Compliance Director to oversee the Singapore compliance function and advise on all Singapore-related compliance and regulatory matters.The ideal candidate will have a strong understanding of financial regulations, excellent analytical skills, and the ability to work collaboratively in a small...

Overview The Director Regulatory Compliance role at Oracle leads a team to manage the ongoing preparation, testing, and monitoring of compliance with information security standards and government regulations and regulatory agencies as it relates to the design, development, and deployment of products and services within host country needs. This individual...

Job Description:">    As Director, Regulatory Compliance, Asia, you will play a key role in our Global Regulatory Compliance Team. Your primary responsibility will be to deliver on the regulatory engagement strategy and maintain our licensing responsibilities for our regulated financial services entities across Asia.">    You will coordinate with all...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Overview Join to apply for the Assistant Director/Senior Assistant Director, Compliance Policy & Analytics Dept role at ACRA - Accounting and Corporate Regulatory Authority . At ACRA, we are always on the lookout for high performing individuals who share our aspiration of making Singapore the best place for business. As part of the Compliance Policy &...

**Responsibilities**: **The Compliance Director, APAC Regulatory Policy and Governance will report to IBKR's APAC General Counsel and Director of Compliance and functionally to IBKR's Regional Chief Regulatory Counsel. The Compliance Director, APAC Regulatory Policy and Governance will be responsible for leading IBKR's efforts to implement and maintain...

**Compliance Manager, Regulatory Compliance (AVP)** **-** **(**2500002Q**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Compliance Manager**! At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness,...

Overview Airwallex is the only unified payments and financial platform for global businesses. Powered by our proprietary infrastructure and software, we empower over 150,000 businesses worldwide – including Brex, Rippling, Navan, Qantas, SHEIN and many more – with integrated solutions to manage everything from business accounts, payments, spend...