Compliance Manager, Regulatory Compliance

14 hours ago


Singapore Bank of Singapore Full time

**Compliance Manager, Regulatory Compliance (AVP)** **-** **(**2500002Q**)**

**Description**

Bank of Singapore opens doors to new opportunities.

Start your career with Bank of Singapore as a **Compliance Manager**

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today

**Primary Responsibility**

**Main Duties**:

- Take a consultative approach in providing timely and quality advice to business, risk and infrastructure units on compliance, regulatory and policy matters.
- Contribute as Regulatory Compliance representative in working group discussions, advising on compliance issues relating to regulatory requirements for the offering of investment products and services as well as suitability and sales processes.
- Review and comment on marketing materials, and other bank publications as well as counterparty contractual documentation.
- Formulate and update Regulatory Compliance head office policies and procedures to ensure that they are in-line with regulatory requirements and mitigate compliance risks; and assist in the roll-out and/or training of these policies and procedures group-wide.
- Coordinate with internal stakeholders to address and respond to regulatory inquiries on a timely basis.
- Timely escalation of adverse or significant compliance/regulatory issues to Regulatory Compliance management.
- Participate in bank-wide regulatory projects where required.

**Qualifications**
- Minimum 7 years of experience in compliance advisory function, preferably in private banking.
- Notable experience in regulatory compliance relating to investment products and wealth management services will be advantageous.
- Good understanding of the regulatory framework for private banking/wealth management business, including but not limited to Banking Act, Securities and Futures Act, Financial Advisers Act and Private Banking Code of Conduct, and other regulatory requirements facing private banks e.g., offering regime of investment products, licensing, client suitability, sales and advisory related issues
- Excellent interpersonal skills and the ability to work collaboratively in a team-oriented environment.
- Exceptional written and oral communication skills, with ability to communicate complex ideas effectively.
- Strong analytical and problem-solving skills; able to quickly identify the issues, exercise sound judgement and manage execution under pressure.
- Attentive to details and capable of multi-tasking in a fast-paced environment; able to meet tight timelines and work independently.
- Solutions-oriented and willingness to work on various compliance issues.
- Degree holder from a reputable university, preferably with outstanding academic record.
- Relevant professional/industry qualification such as ICA Diploma in Compliance would be an advantage.

**Primary Location**: Singapore

**Job**: Regulatory Compliance

**Organization**: BOS - Compliance

**Schedule**: Permanent

: Full-time

**Job Posting**: 16-Jan-2025, 3:57:50 AM



  • Singapore HL BANK Full time

    Roles & ResponsibilitiesJob ResponsibilitiesRegulatory Compliance & internal Reporting1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO").3. Communicate relevant new and updated...


  • Singapore HL BANK Full time $70,000 - $120,000 per year

    Job Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated...


  • Singapore HL BANK Full time

    Job Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated regulatory requirements...

  • Regulatory Compliance

    3 weeks ago


    Singapore Woori Bank Full time

    Regulatory Compliance (Specialist/Senior Specialist) As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.) ...


  • Singapore RevUp Consulting Full time

    **VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...


  • Singapore Gambling Regulatory Authority Full time

    **What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...


  • Singapore NETS Singapore Full time

    This role is responsible for ensuring organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals **Key Responsibilities** - Work hard in hand with the business units...


  • Singapore HEADHUNTING PTE. LTD. Full time

    **Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...


  • Singapore KS Talent Solutions Full time

    We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...


  • BOS Singapore OCBC Full time $90,000 - $120,000 per year

    Bank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...