Current jobs related to Regulatory Compliance - Singapore - RevUp Consulting
-
Compliance Manager
4 weeks ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full timePosition Summary: Support and assist IQEQ's investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client's compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the client's...
-
Regulatory Compliance
4 days ago
Singapore AIA Singapore Private Limited Full timeRegulatory Compliance & Risk Culture, Principal / Consultant Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now Posted 2 hours ago Permanent Competitive Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now FIND YOUR 'BETTER' AT AIA We don't...
-
Manager - Compliance (Regulatory Compliance)
4 days ago
Singapore HL BANK Full timeJob Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated regulatory requirements...
-
Manager - Compliance (Regulatory Compliance)
4 weeks ago
Singapore HL BANK Full timeJob Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated regulatory...
-
Regulatory Compliance Expert
5 days ago
Singapore beBeeCompliance Full time $800,000 - $1,000,000Job Title: Regulatory Compliance OfficerRole OverviewWe are seeking a skilled and experienced Regulatory Compliance Officer to join our team. The successful candidate will be responsible for supporting the Chief Compliance Officer in managing regulatory compliance and ensuring alignment with Head Office Compliance framework.The role will involve implementing...
-
Regulatory Compliance Specialist
2 weeks ago
Singapore NETS Group Full timeJoin or sign in to find your next job Join to apply for the Regulatory Compliance Specialist role at NETS 2 weeks ago Be among the first 25 applicants Join to apply for the Regulatory Compliance Specialist role at NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. He/She will be the...
-
Regulatory Compliance Specialist
4 days ago
Singapore beBeeCompliance Full time $150,000 - $200,000Regulatory Compliance SpecialistWe are seeking a seasoned professional to support the regulatory compliance function within our Private Banking business.Key Responsibilities:Maintain and update compliance policies and procedures in line with internal standards and local regulatory requirements.Deliver compliance training, advise on regulatory matters, and...
-
Regulatory Compliance Specialist
2 days ago
Singapore beBeeCompliance Full timeRegulatory Compliance Specialist We are seeking a seasoned professional to support the regulatory compliance function within our Private Banking business. Key Responsibilities: Maintain and update compliance policies and procedures in line with internal standards and local regulatory requirements. Deliver compliance training, advise on regulatory...
-
Regulatory Compliance Specialist
5 days ago
Singapore NETS Group Full timeJoin or sign in to find your next job Join to apply for the Regulatory Compliance Specialist role at NETS 2 weeks ago Be among the first 25 applicants Join to apply for the Regulatory Compliance Specialist role at NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. He/She will be the...
-
Regulatory Compliance Manager
7 days ago
Singapore TENTEN Partners Pte. Ltd. Full time**Regulatory Compliance Manager**: **Job scope**: - Provide compliance advisory support in accordance to financial regulatory requirements. - Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings and inspections. - Work closely with the team and internal stakeholders on the analysis and assessment of...
Regulatory Compliance
3 weeks ago
**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore**
An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business.
You will work closely with the Head of Compliance to liaise on regulatory compliance matters. You will be the primary contact point for regulatory notifications, maintenance of compliance framework and relevant controls. In return, you will enjoy an attractive total remuneration of up to S$120,000.
Your responsibilities will include:
- Provide daily compliance support in the advice and review of local legislative and financial regulatory requirements.
- Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings, inspections and investigations.
- Work closely with the team and internal stakeholders on the analysis and assessment of key financial regulatory developments, consultations or discussion papers.
- Develop, review, and maintain local compliance policies and procedures.
- Take on ad hoc projects and/or other regulatory compliance-related work.
You are required to have:
- Extensive knowledge and experience in regulatory compliance.
- Strong command of capital markets regulations (e.g., SFA, FAA, BA).
- Ability to interpret and translate laws, rules, and regulations for effective operational compliance.
- Excellent written and oral English communication skills, professionalism in corresponding with authorities, and representing the team.