
Regulatory Compliance
2 weeks ago
**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore**
An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business.
You will work closely with the Head of Compliance to liaise on regulatory compliance matters. You will be the primary contact point for regulatory notifications, maintenance of compliance framework and relevant controls. In return, you will enjoy an attractive total remuneration of up to S$120,000.
Your responsibilities will include:
- Provide daily compliance support in the advice and review of local legislative and financial regulatory requirements.
- Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings, inspections and investigations.
- Work closely with the team and internal stakeholders on the analysis and assessment of key financial regulatory developments, consultations or discussion papers.
- Develop, review, and maintain local compliance policies and procedures.
- Take on ad hoc projects and/or other regulatory compliance-related work.
You are required to have:
- Extensive knowledge and experience in regulatory compliance.
- Strong command of capital markets regulations (e.g., SFA, FAA, BA).
- Ability to interpret and translate laws, rules, and regulations for effective operational compliance.
- Excellent written and oral English communication skills, professionalism in corresponding with authorities, and representing the team.
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Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full timeManage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...
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Compliance Manager
4 days ago
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Regulatory Compliance
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Regulatory Compliance
1 day ago
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Manager / Senior Manager (Compliance)
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Manager / Senior Manager (Compliance)
2 weeks ago
Singapore Gambling Regulatory Authority Full time**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...
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Regulatory Compliance
2 weeks ago
Singapore Singapore Full timeIdentify and respond to local regulatory developments, engagement and policy Monitor local regulatory developments/updates issued by regulators Provide compliance advice and guidance to internal stakeholders Assess the risks associated with new or revised strategies and make recommendations to reduce risk exposure. Be the first point of contact to the...
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Regulatory Compliance
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Regulatory Compliance
2 weeks ago
Singapore HEADHUNTING PTE. LTD. Full time**Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...
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Regulatory Compliance
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Singapore AIA Singapore Private Limited Full timeRegulatory Compliance & Risk Culture, Principal / Consultant Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now Posted 2 hours ago Permanent Competitive Regulatory Compliance & Risk Culture, Principal / Consultant AIA Singapore Private Limited Singapore Apply now FIND YOUR 'BETTER' AT AIA We don't...