
Regulatory Compliance
5 days ago
**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore**
An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business.
You will work closely with the Head of Compliance to liaise on regulatory compliance matters. You will be the primary contact point for regulatory notifications, maintenance of compliance framework and relevant controls. In return, you will enjoy an attractive total remuneration of up to S$120,000.
Your responsibilities will include:
- Provide daily compliance support in the advice and review of local legislative and financial regulatory requirements.
- Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings, inspections and investigations.
- Work closely with the team and internal stakeholders on the analysis and assessment of key financial regulatory developments, consultations or discussion papers.
- Develop, review, and maintain local compliance policies and procedures.
- Take on ad hoc projects and/or other regulatory compliance-related work.
You are required to have:
- Extensive knowledge and experience in regulatory compliance.
- Strong command of capital markets regulations (e.g., SFA, FAA, BA).
- Ability to interpret and translate laws, rules, and regulations for effective operational compliance.
- Excellent written and oral English communication skills, professionalism in corresponding with authorities, and representing the team.
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Regulatory Compliance
3 weeks ago
Singapore Woori Bank Full timeRegulatory Compliance (Specialist/Senior Specialist) As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.) ...
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Manager / Senior Manager (Compliance)
5 days ago
Singapore Gambling Regulatory Authority Full time**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...
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Regulatory Compliance
5 days ago
Singapore HEADHUNTING PTE. LTD. Full time**Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...
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Regulatory Compliance
1 week ago
Singapore NETS Singapore Full timeThis role is responsible for ensuring organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals **Key Responsibilities** - Work hard in hand with the business units...
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Manager - Compliance (Regulatory Compliance)
4 weeks ago
Singapore HL BANK Full timeRoles & ResponsibilitiesJob ResponsibilitiesRegulatory Compliance & internal Reporting1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO").3. Communicate relevant new and updated...
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Manager - Compliance (Regulatory Compliance)
2 weeks ago
Singapore HL BANK Full time $70,000 - $120,000 per yearJob Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated...
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Manager - Compliance (Regulatory Compliance)
6 days ago
Singapore HL BANK Full timeJob Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated regulatory requirements...
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Compliance Specialist, Regulatory Compliance
1 week ago
BOS Singapore OCBC Full time $90,000 - $120,000 per yearBank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...
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Compliance Officer/ Regulatory Compliance
6 days ago
Singapore KS Talent Solutions Full timeWe are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...
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Compliance Analyst
17 hours ago
Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full timeAssist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...