Regulatory Compliance

3 weeks ago

Singapore Woori Bank Full time
Regulatory Compliance (Specialist/Senior Specialist)

As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:

  • Regulatory Liaison and Stakeholder Management
  • Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)
  • Manage both internal and external stakeholders to ensure timely and effective communication
  • Handle inquiries, RFI (request for information) from Head Office and regulatory authorities on a timely basis by working with internal stakeholders
  • Compliance Monitoring and Advisory
  • Monitor, track and interpret changes in local and international regulations, including those from the Monetary Authority of Singapore (MAS), and assess their impact on the bank's operations.
  • Assist in evaluating new products and services to ensure regulatory compliance.
  • Serve as a point of contact for business units, providing regulatory advice and guidance on compliance matters.
  • Perform compliance monitoring and testing on bank's processes and operations against the bank's P&P and manuals
  • Management of Compliance Programs and Documentations
  • Update and manage the branch's Obligation Register, Policies and Procedures, Compliance Monitoring Program
  • Assist in the development, implementation, and review of internal policies and procedures to ensure compliance with applicable laws and regulations.
  • Assist in the preparation of regular and ad-hoc compliance related reports for reporting to Head Office and/or regulatory authorities
  • Assist in the preparation of monthly Compliance/Risk Committee agenda
  • Management of Audits (Internal/External)
  • Assist the Regulatory Compliance Manager in the management of external and internal audits
  • Manage external and internal audit findings and recommendation by ensuring proper and timely remediation of issues
  • Support and Training
  • Support the Risk Management, Regulatory Reporting and Financial Crime Compliance teams in identifying, assessing, and mitigating compliance-related risks to the business.
  • Support and conduct trainings for bank employees on compliance-related topics
Job Requirements
  • 1 year of relevant experience in compliance/audit/regulatory reporting/supervision, preferably in the banking or financial services industry or regulatory authority (Fresh graduates are welcome to apply and will be considered for the role)
  • Team player with a positive attitude, good communication and interpersonal skills
  • Self-motivated and able to work independently
  • Strong analytical thinking with attention to details
  • Keen interest to develop skillsets in regulatory compliance for the banking and finance sector
  • Bachelors' Degree (preferably in Banking and Finance/Business/Accounting/Law)
  • Any other relevant certifications or achievements (eg. ICA/ACAMS) are not necessary but will be an advantage
Seniority level
  • Entry level
Employment type
  • Full-time
Job function
  • Legal
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