Director of Regulatory Compliance

2 weeks ago

Singapore beBeeRegulatory Full time $90,000 - $120,000
Compliance Director Job Description

We are seeking an experienced Compliance Director to oversee the Singapore compliance function and advise on all Singapore-related compliance and regulatory matters.

The ideal candidate will have a strong understanding of financial regulations, excellent analytical skills, and the ability to work collaboratively in a small team environment.

Key Responsibilities:
  • Act as the primary liaison to the Monetary Authority of Singapore (MAS), exchanges, and other regulatory bodies;
  • Research, interpret, and advise the firm on compliance with laws, regulations, and guidance applicable to brokers in Singapore;
  • Manage the implementation or upkeep of strategies and frameworks for complying with MAS and exchange requirements for all regulated activities;
  • Assist in crafting written instructions for programmers and technology staff to facilitate changes required due to regulatory changes or other regulatory reasons;
  • Draft and implement firm policies and written supervisory procedures;
  • Manage all relevant regulatory inspection and audit reviews (both internal and external), including developing and implementing remedial action plans to address any findings.
Requirements:
  • A self-starter with strong analytical skills;
  • Strong organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment;
  • Comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems;
  • Excellent oral and written communication skills;
  • Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment;
  • Ability to work collaboratively and in a small team environment;
  • Proven experience and track record at a financial services regulatory agency, exchange, or licensed financial services firm;
  • Familiarity with the Singapore regulatory requirements;
  • A 'can-do' attitude with a willingness to learn.
Benefits:
  • Competitive salary and annual performance-based bonus;
  • CPF contributions;
  • Excellent medical insurance, including dental, specialist, and inpatient coverage;
  • Competitive package of annual leave;
  • Daily lunch ordered in-house with a fully stocked kitchen;
  • Modern offices with multi-monitor setups;
  • Great work-life balance;
  • Unique opportunity to gain exposure to global financial products, markets, and clientele;
  • Opportunities for career progression and job scope expansion in a global company with a growing local presence;
  • A hybrid work arrangement role permitting.

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