Leading Fintech Regulatory Compliance Expert

2 days ago

Singapore beBeeCompliance Full time $1,800,000 - $2,500,000
Job Title:

Chief Regulatory Compliance Officer

About the Role:

We are seeking a highly skilled professional to lead our Singapore regulatory compliance function. As part of our strong and compliant talent core, you will play a key role in shaping the future of financial innovation, financial technology, and sustainable technology.

The successful candidate will be responsible for managing over-all Singapore regulatory compliance, ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.

You will act as a trusted advisor to senior management, shaping the compliance landscape in a fast-evolving and highly regulated industry.

Key Responsibilities:

  • Lead the overall compliance function and manage relationships with regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
  • Design, develop, implement, and maintain a robust compliance program tailored to the fintech industry.
  • Monitor regulatory changes and assess their impact on operations, proactively advising senior management.
  • Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
  • Evaluate issues of strategic, legal, or reputational importance; provide direction on how these should be addressed or resolved effectively.
  • Support senior management team and group functions in driving new business initiatives by providing expertise in the regulatory framework.
  • Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
  • Ensure platform products and services meet regulatory standards and support growth and development of new products and services.
  • Design and deliver compliance training programs to educate employees on regulatory requirements and company policies.
  • Represent the firm in external audits, inspections, and industry forums as required.

Requirements:

To succeed in this role, you will require:

  • Bachelor's degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification preferred.
  • Minimum 15 years of compliance experience, with at least 8 years in a leadership role within fintech or financial services covering CMSL or Major Payment Institutions.
  • Deep knowledge of financial regulations in Singapore frameworks, including PSA and Securities and Futures Act (SFA), MAS Notices, and Guidelines.
  • Deep understanding of capital markets and hands-on experience across a broad range of asset classes.
  • Strong understanding of fintech environment and ability to adapt in fast-moving atmosphere.
  • Excellent leadership skills and ability to influence cross-functional teams.
  • Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on.
  • Proven track record managing regulator relationships and overseeing enterprise-level compliance programs.

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