Regulatory Compliance Expert

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Title:Regulatory Compliance ExpertAt the core of our organization, we are committed to upholding the highest standards of regulatory compliance. To support this goal, we are seeking a seasoned Regulatory Compliance Expert to join our team.As a key member of our compliance department, you will be responsible for ensuring that our organization remains in...

Product compliance specialists play a vital role in ensuring that businesses operate within regulatory frameworks, promoting a culture of compliance and integrity.In this position, you will be responsible for providing end-to-end compliance control coverage for business unit product launches, new features, maintenance, and support. This involves generating...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Regulatory Compliance SpecialistAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our regulatory compliance team, you will play a crucial role in ensuring that our products and services operate within the bounds of regulatory requirements.Key Responsibilities:Collaborate with our product team...

Job Title: Regulatory Compliance Expert \ The successful candidate will report to the Senior Manager, Regulatory Compliance and Risk Culture, and play a key role in helping our company manage and mitigate regulatory risk. \ Key Responsibilities: \\ Provide ongoing compliance advisory and support to business functions on various initiatives to ensure...

Regulatory Compliance Lead - AsiaA leading payments and financial services company is seeking a seasoned regulatory compliance expert to lead our efforts in the Asia region. This critical role will oversee the development and implementation of regulatory engagement strategies, ensuring seamless interactions with internal and external stakeholders. The...

Regulatory Counsel OpportunityWe seek a skilled Regulatory Counsel to enable business growth while upholding ethical standards.This role requires strong analytical and communication skills, as well as strategic thinking, to advise stakeholders on regulatory matters.Monitor regulatory developments in APAC markets and provide expert advice on its impactManage...

Job DescriptionWe are seeking a seasoned Regulatory Compliance Expert to join our team as a key member of our advisory group. You will provide expert advice to clients in the financial services sector on regulatory compliance matters.Responsibilities:Provide guidance on regulatory requirements and best practices.Participate in industry consultations to shape...

Compliance SpecialistThis is a highly skilled role that requires an experienced professional to oversee regulatory compliance across various business lines.The Compliance Specialist will work closely with executive leadership to develop and implement financial strategies, ensuring alignment with industry regulations and company...