Senior Regulatory Compliance Expert

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Overview:We are seeking a seasoned Regulatory Compliance Manager to lead our team in ensuring adherence to regulatory requirements and internal standards.This pivotal role reports directly to the Head of Compliance, overseeing all facets of regulatory compliance and data governance.The ideal candidate will be a subject matter expert, responsible for the...

Job Title:Senior Compliance ExpertWe are seeking a highly skilled and experienced Senior Compliance Expert to join our team. This is an exciting opportunity to work with a global organization and contribute to the development of innovative solutions that meet regulatory requirements.The successful candidate will have a deep understanding of regulatory needs...

Job Title: Regulatory Compliance Expert \ The successful candidate will report to the Senior Manager, Regulatory Compliance and Risk Culture, and play a key role in helping our company manage and mitigate regulatory risk. \ Key Responsibilities: \\ Provide ongoing compliance advisory and support to business functions on various initiatives to ensure...

Job Title:Regulatory Compliance ExpertAt the core of our organization, we are committed to upholding the highest standards of regulatory compliance. To support this goal, we are seeking a seasoned Regulatory Compliance Expert to join our team.As a key member of our compliance department, you will be responsible for ensuring that our organization remains in...

About the roleWe are seeking a senior compliance professional to join our dynamic team and contribute to maintaining our high standards of regulatory compliance.The successful candidate will be responsible for managing and enhancing our compliance program in Singapore, ensuring adherence to local regulations and internal policies. You will serve as the...

Regulatory Compliance ExpertWe are seeking a skilled Regulatory Compliance Expert to join our team. In this role, you will be responsible for managing overall general regulatory risks.To execute surveillance programs that provide independent assurance on the state of regulatory compliance with key laws and regulations, including Banking Act, SFA, FAA, and...

Product compliance specialists play a vital role in ensuring that businesses operate within regulatory frameworks, promoting a culture of compliance and integrity.In this position, you will be responsible for providing end-to-end compliance control coverage for business unit product launches, new features, maintenance, and support. This involves generating...

Job Title: Regulatory Compliance ExpertWe are seeking an expert in regulatory compliance to join our team. As a key member of the Senior Manager, Regulatory Compliance and Risk Culture's department, you will play a pivotal role in helping us navigate and mitigate regulatory risks.The ideal candidate will have at least 6 years' experience in market conduct...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...