Senior Regulatory Compliance Specialist

5 days ago

Singapore beBeeCompliance Full time $90,000 - $120,000
Job Title: Regulatory Compliance Expert

We are seeking an expert in regulatory compliance to join our team. As a key member of the Senior Manager, Regulatory Compliance and Risk Culture's department, you will play a pivotal role in helping us navigate and mitigate regulatory risks.

The ideal candidate will have at least 6 years' experience in market conduct regulatory compliance for retail customers and liaise with relevant authorities. A bachelor's degree in a related field such as accountancy, business administration, or law is also required.

Your responsibilities will include providing ongoing advisory support to business functions, conducting gap assessments, and monitoring adherence to regulatory requirements. You will also be responsible for maintaining accurate records of regulatory obligations and certifications.

  • Provide ongoing compliance advisory and support to business functions on various initiatives to ensure compliance with existing and new regulations.
  • Conduct gap assessments on new regulatory developments, liaise with business functions to implement new regulatory requirements, and monitor adherence to regulatory requirements.
  • Ensure regulatory compliance registers are up to date and timely certified by Senior Management, and embed regulatory obligations into business operations.
  • Liaise with regulators and industry associations to address requests and queries, facilitate engagement sessions, and ensure effective management of relationships with key regulators.
  • Review and challenge business functions on responses to regulators, ensuring accuracy, consistency, and quality of responses.
  • Assist in reporting requirements to regulators, Group, Board of Directors, senior management, and other stakeholders as required.
  • Where relevant, provide mentoring and coaching to upskill fellow team members.
  • Assist in maintaining accurate records of regulatory obligations and certifications.
  • Stay up to date with changes in regulations and laws affecting the business.
  • Collaborate with business functions to foster a positive risk culture through effective risk and compliance awareness, engagement, advisory, and preventive programs.
  • Provide necessary support or mentoring and coaching to fellow team members.
  • Develop and implement effective strategies to mitigate regulatory risks and improve compliance.
  • Identify and communicate changes in regulations and laws that affect the business.
  • Work collaboratively with cross-functional teams to develop and implement effective compliance strategies.
  • Contribute to the development of policies, procedures, and processes to ensure compliance with regulatory requirements.
  • Monitor and analyze data to identify trends and areas for improvement in compliance.
  • Develop and deliver training programs to enhance knowledge and skills related to regulatory compliance.
  • Strengthen relationships with key regulators and industry associations to ensure effective collaboration and communication.
  • Address any lapses noted in regulatory compliance and provide recommendations for remediation.
  • Maintain accurate records of regulatory obligations and certifications.
  • Conduct regular audits to ensure compliance with regulatory requirements.

Please note that this job description is not exhaustive and you may be asked to perform other duties as required.

  • Associate/ Senior Associate, Regulatory Compliance

    5 days ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Senior Regulatory Compliance Specialist

    7 days ago

    Singapore beBeeCompliance Full time

    About usWe are seeking a Senior Regulatory Compliance Specialist to join our dynamic team and play a key role in maintaining our high standards of regulatory compliance.The Role:As a Senior Regulatory Compliance Specialist, you will be responsible for managing and enhancing the compliance program, ensuring adherence to local regulations and internal...

  • Regulatory Compliance

    2 days ago

    Singapore Woori Bank Full time

    Regulatory Compliance (Specialist/Senior Specialist)As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA...

  • Senior Regulatory Compliance Specialist

    7 days ago

    Singapore beBeeCompliance Full time

    Job Title: Senior Regulatory Compliance SpecialistDescription:We are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.Key Responsibilities:Provide ongoing compliance advisory and support to...

  • Senior Regulatory Compliance Specialist

    7 days ago

    Singapore Razer Inc. Full time

    Join to apply for the Senior Regulatory Compliance Specialist role at Razer Inc. Get AI-powered advice on this job and more exclusive features. Joining Razer will place you on a global mission to revolutionize the way the world games. Razer is a place to do great work , offering you the opportunity to make an impact globally while working across a global...

  • Regulatory Compliance Specialist

    1 day ago

    Singapore beBeeCompliance Full time $80,000 - $120,000

    Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team in Singapore.Ensure operations comply with MAS regulations, internal compliance policies, and international standards across global activities.This is a senior individual contributor role focused on regulatory compliance and legal...

  • Regulatory Compliance Specialist

    2 weeks ago

    Singapore foodpanda Full time

    **Company Description** “To be the most loved everyday food and groceries destination!” - that’s our mission at foodpanda (small ‘f’). foodpanda is the largest food and grocery delivery platform in Asia, outside of China. Operating in more than 400 cities across 11 markets, we continue to expand and grow in our core food delivery business, as well...

  • Regulatory Compliance

    2 days ago

    Singapore Woori Bank Full time

    Regulatory Compliance (Specialist/Senior Specialist) As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.) ...

  • Senior Regulatory Compliance Specialist

    18 hours ago

    Singapore beBeeCompliance Full time $90,000 - $120,000

    Regulatory Compliance SpecialistSenior role available for an experienced professional to lead regulatory matters in a fast-paced environment.Drive compliance initiatives across the organization, ensuring adherence to relevant regulations and standards.Develop and maintain effective relationships with key stakeholders, including government agencies and...

  • Compliance Manager

    4 days ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...