Senior Regulatory Compliance Specialist

23 hours ago

Singapore beBeeCompliance Full time
Job Title: Senior Regulatory Compliance Specialist

Description:

We are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.



Key Responsibilities:
  • Provide ongoing compliance advisory and support to business functions on various initiatives to ensure adherence to existing and new regulations.
  • Conduct gap assessments on new regulatory developments, liaise with business functions to implement new requirements, and monitor gaps to ensure adherence.
  • Ensure regulatory compliance registers are up-to-date and certified by Senior Management, embed regulatory obligations into business, and monitor remediation of lapses.


Regulatory Liaison:
  • Liaise with key regulators and industry associations to address requests and queries promptly.
  • Review and challenge business responses to regulators to ensure accuracy, consistency, and quality.
  • Assist in reporting requirements to regulators, Group, Board of Directors, senior management, and other stakeholders as required.


Requirements:
  • Bachelor Degree (or degree equivalent) with emphasis on accountancy, business/ business administration/ business management/business studies, insurance or law.
  • At least 6 years' relevant experience, preferably in the financial services industry, with knowledge of market conduct regulatory compliance for retail customers and liaison with MAS.
  • LOMA, CMFAS papers will be an added advantage.
  • Team player
  • Good understanding of the Financial Advisers Act 2001 and its subsidiary legislations, guidelines and relevant industry association's memos and the application to retail business.
  • Liaison, relationship building and communication skills e.g. mediation.
  • Building trust and credibility with Key Regulators by responding in an accurate, timely and concise manner.
  • Project management
  • Presentation skills


Career Development:

You will have every opportunity to learn, grow and shape your career - your way.



About Us:

We help our customers and the community live Healthier, Longer, Better Lives.

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