
Regulatory Compliance Specialist
5 hours ago
Job Title: Regulatory Compliance Specialist
We are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of the compliance function, you will play a crucial role in ensuring that our marketing activities are conducted in accordance with regulatory requirements.
Key Responsibilities:- Deliver regulatory input on marketing materials for retail and institutional audiences
- Oversee content and manage the self-certification program
- Produce management information reports
- Conduct training sessions on standards in product, distribution, marketing, and financial promotions
- Support regulatory and business changes, including ESG-related initiatives
- Maintain policies such as the Marketing Approvals Policy and Social Media Policy
- Provide regulatory guidance and daily compliance advice across APAC Business Development and Marketing functions
- Degree or equivalent industry and technical experience
- Strong knowledge of marketing and distribution regulatory landscape across APAC jurisdictions
- Stakeholder engagement experience on complex regulatory issues
- Experience advising on global distribution compliance issues
- Knowledge of conduct of business requirements, conduct risks, and controls within asset management
- Annual performance bonus eligibility
- Generous holiday entitlement plus options to buy/sell additional days
- Employee benefits scheme
- Opportunities for professional development and growth
We are inclusive and welcome applications from all backgrounds and experiences. We consider flexible working arrangements, including part-time and job shares. We promote a flexible working environment to suit our customers, business needs, and employees.
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