Regulatory Compliance Expert

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Job Overview:We are seeking a seasoned Regulatory Compliance Manager to lead our team in ensuring adherence to regulatory requirements and internal standards.This pivotal role reports directly to the Head of Compliance, overseeing all facets of regulatory compliance and data governance.The ideal candidate will be a subject matter expert, responsible for the...

Job SummaryA seasoned professional is sought to lead compliance efforts and ensure adherence to regulatory requirements. About the Role:This position involves developing and implementing effective compliance programs, providing expert guidance on regulatory matters, and fostering a culture of compliance within the organization.Key Responsibilities:Develop...

Job Title:Regulatory Compliance ExpertAt the core of our organization, we are committed to upholding the highest standards of regulatory compliance. To support this goal, we are seeking a seasoned Regulatory Compliance Expert to join our team.As a key member of our compliance department, you will be responsible for ensuring that our organization remains in...

Product compliance specialists play a vital role in ensuring that businesses operate within regulatory frameworks, promoting a culture of compliance and integrity.In this position, you will be responsible for providing end-to-end compliance control coverage for business unit product launches, new features, maintenance, and support. This involves generating...

Job OpportunityAn exciting opportunity to join a leading investment firm as a Compliance Expert in the APAC region.About the Role:We are seeking an experienced professional to implement and monitor compliance policies and procedures across the APAC region.You will conduct regular reviews to ensure adherence to local and international regulatory standards,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Regulatory Compliance SpecialistAbout the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our regulatory compliance team, you will play a crucial role in ensuring that our products and services operate within the bounds of regulatory requirements.Key Responsibilities:Collaborate with our product team...

Job Title: Regulatory Compliance Expert \ The successful candidate will report to the Senior Manager, Regulatory Compliance and Risk Culture, and play a key role in helping our company manage and mitigate regulatory risk. \ Key Responsibilities: \\ Provide ongoing compliance advisory and support to business functions on various initiatives to ensure...

Regulatory Compliance Lead - AsiaA leading payments and financial services company is seeking a seasoned regulatory compliance expert to lead our efforts in the Asia region. This critical role will oversee the development and implementation of regulatory engagement strategies, ensuring seamless interactions with internal and external stakeholders. The...