Regulatory Compliance Specialist, Financial Markets

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore. This expansion role is designed to strengthen our compliance function and ensure adherence to regulatory requirements, while supporting business growth across various financial products.Key Responsibilities:Provide expert compliance...

Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of the compliance function, you will play a crucial role in ensuring that our marketing activities are conducted in accordance with regulatory requirements.Key Responsibilities:Deliver regulatory input on marketing...

Job Title: Regulatory Compliance Specialist\This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.\The ideal candidate will have a strong understanding of the Financial Advisers Act 2001 and its subsidiary legislations, guidelines and relevant industry association's memos and the application to...

AML/CFT, Financial Crime Compliance Assistant Manager/Manager About CMC Markets: CMC Markets is a global leader in CFD trading and share investing. Our vision is to provide the ultimate online trading experience so everyone can achieve their financial potential. Since our launch in London in 1989, we’ve expanded globally with offices across Europe and...

Job Title:Compliance and Regulatory SpecialistDescription:We are seeking a skilled Compliance and Regulatory Specialist to oversee business activities in Asia, providing compliance and regulatory coverage on entity-specific requirements. This role will be responsible for managing compliance risks, reviewing new products and transactions, and developing and...

About Atome Financial - Headquartered in Singapore, Atome Financial is a consumer business unit under Advance Intelligence Group. The products under Atome Financial include: - Atome: A leading buy now pay later brand in Asia Pacific which is currently present in 10 markets and partners over 15,000+ top retailers. Key merchant partners include ZALORA,...

Regulatory Compliance SpecialistWe are seeking an experienced Regulatory Compliance Specialist to join our team. This role will be responsible for ensuring adherence to laws and regulations, advising businesses, updating policies and procedures, managing audits and inquiries, and conducting compliance reviews and testings.Key Responsibilities:Advise...

About EY Financial Services">Our team in EY Financial Services Regulatory Compliance works with clients to help them navigate complex regulatory requirements. We deliver assurance, advisory and tax services that meet the needs of financial services companies.We serve key industry groups including banking and capital markets, asset management, insurance, and...

Job Title: Senior Regulatory Compliance SpecialistDescription:We are seeking a highly skilled and experienced Senior Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.Key Responsibilities:Provide ongoing compliance advisory and support to...