Regulatory Compliance Specialist
4 days ago
Job Title: Regulatory Compliance Specialist
\This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.
\The ideal candidate will have a strong understanding of the Financial Advisers Act 2001 and its subsidiary legislations, guidelines and relevant industry association's memos and the application to retail business.
\Key responsibilities include:
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- Providing ongoing compliance advisory and support to business functions on various business initiatives;\
- Conducting gap assessments on new regulatory developments and ensuring that new regulatory requirements are properly implemented;\
- Liaising with key regulators and industry associations to ensure that their requests and queries are promptly addressed;\
- Reviewing and providing adequate challenge to the business functions on responses to regulators;\
- Assisting in reporting requirements to regulators, Group, Board of Directors, senior management, and other stakeholders as required;\
- Providing necessary mentoring and coaching to upskill fellow team members.\
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Requirements include:
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- Bachelor Degree (or degree equivalent) with emphasis on accountancy, business/ business administration/ business management/business studies, insurance or law;\
- At least 6 years' relevant experience, preferably in the financial services industry, with knowledge of market conduct regulatory compliance for retail customers and liaison with MAS;\
- Good understanding of project management, presentation skills, and belief in better with AIA.\
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AIA offers a competitive remuneration package and opportunities for growth and development.
\If you believe in better, we'd love to hear from you.
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