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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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Singapore beBeeRegulatory Full time $90,000 - $120,000Job Title:Regulatory Compliance Specialist Job DescriptionWe are seeking a Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements. Key ResponsibilitiesThe successful candidate will be responsible for providing ongoing compliance advisory and...
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Regulatory Compliance Specialist
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Singapore NETS Full timeJoin or sign in to find your next job Join to apply for the Regulatory Compliance Specialist role at NETS 2 days ago Be among the first 25 applicants Join to apply for the Regulatory Compliance Specialist role at NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. He/She will be the...

Regulatory Compliance Specialist
3 weeks ago
We are seeking a highly skilled Regulatory Compliance Specialist to join our team in Singapore. This expansion role is designed to strengthen our compliance function and ensure adherence to regulatory requirements, while supporting business growth across various financial products.
Key Responsibilities:- Provide expert compliance advice to business units, including reviewing marketing materials, regulatory changes, and policies and procedures to ensure compliance with requirements.
- Conduct regular compliance reviews, testing, and trade surveillance to identify and mitigate risks.
- Prepare licensing applications, regulatory submissions, research, management information, and compliance reports.
- A minimum of 1-5 years of experience in regulatory compliance within the financial services industry or a related field.
- Strong working knowledge of Singapore financial regulations, including derivatives (OTC and ETD), leveraged FX, and CFDs.
- Ability to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
This role offers the opportunity to work with a dynamic team, contribute to a collaborative and high-performing environment, and advance your career in regulatory compliance.
Others:Candidates should possess a university degree in accounting, business, finance, law, or a related field. Professional compliance certification is an advantage.