
Regulatory Compliance Specialist
7 days ago
Job Title:
Regulatory Compliance Specialist
Job Description
We are seeking a Regulatory Compliance Specialist to join our team. This role is responsible for managing and mitigating regulatory risk, including market conduct regulatory requirements.
Key Responsibilities
The successful candidate will be responsible for providing ongoing compliance advisory and support to business functions on various business initiatives, ensuring that the business is compliant with existing and new regulations.
Required Skills and Qualifications
To be successful in this role, you will need:
- Bachelor's degree (or equivalent) in accountancy, business, or law
- At least 6 years' relevant experience, preferably in the financial services industry
- Knowledge of market conduct regulatory compliance for retail customers and liaison with MAS
- LOMA, CMFAS papers will be an added advantage
- Team player
- Good understanding of the Financial Advisers Act 2001 and its subsidiary legislations, guidelines, and relevant industry association's memos
- Liaison, relationship building, and communication skills
- Project management
- Presentation skills
Benefits
This role offers a unique opportunity to work in a dynamic environment and contribute to the growth and success of our organization.
Other Information
If you are a motivated and detail-oriented individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.
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