Market Conduct Professional

Job Role OverviewThe role of a Market Conduct Investigator is to work under the lead of market conduct investigations, supporting probes into complaints or allegations of serious misconduct.Key responsibilities include investigating complaints or allegations in a fair and independent manner, administering prescribed sanctions for breaches of sales conduct,...

**_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you....

Distribution Risk ManagerWe are seeking a skilled Distribution Risk Manager to join our team. This role is responsible for supporting the Distribution Monitoring team in driving analytics capabilities and insights to better identify emerging Distribution risks.Key Responsibilities:Administer the firm-wide market conduct risk framework to manage Distribution...

3 weeks ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We...

3 weeks ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We...

Roles & Responsibilities Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...

**AVP - Risk Governance and Conduct, Market Conduct Advisory** **-** **(**240001FL**)** Key Responsibilities Reporting to the Head of Risk Governance and Conduct, you will be part of the team that is responsible for ensuring regulatory compliance of the consumer banking business, covering key areas such as risk governance, market conduct requirements...

Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

Job OpportunityJoin a dynamic team and contribute to our mission of protecting every future.Roles & Responsibilities:Manage market conduct risks through firm-wide frameworks.Utilize analytics capabilities to identify emerging Distribution risks.Train distribution channels on market conduct and sales compliance issues.Monitor social media for non-compliant...

If you are passionate about playing a key role in the success of a pioneer company in the fresh pet food movement producing premium, human-grade meals for pets, we want to hear from you! Our client is a well-established brand in the Veterinary Services Industry and is now looking for a passionate and driven **Marketing Content Creator **to join their...