
Market Conduct Risk Manager
5 days ago
Join a dynamic team and contribute to our mission of protecting every future.
Roles & Responsibilities:- Manage market conduct risks through firm-wide frameworks.
- Utilize analytics capabilities to identify emerging Distribution risks.
- Train distribution channels on market conduct and sales compliance issues.
- Monitor social media for non-compliant postings.
- Provide regular reports to Governance Committee(s) relating to market conduct, fraud and sales metrics.
- Maintain the central depository of sanctions in PACS through the One Sanction Framework.
- Handle internal or external queries related to One Sanction Framework and Police Orders/Prohibition Orders from the Police or MAS.
- Conduct agency reviews to assess Prudential Supervisors' compliance with supervisory competence standards in accordance with MAS / LIA Guidelines.
- Undertake ad-hoc tasks, projects or reviews as directed by Head of Distribution Monitoring or Head of Compliance.
We seek a self-motivated individual with analytical skills and attention to detail. Basic understanding of insurance industry operations is required.
Competencies & Personal Traits:
- Analytical and attentive to details
- Basic understanding of insurance industry operations
- Preferably 1-2 years experience in a compliance role in a financial institution or similar
- Preferably with Insurance-related certifications (e.g. FLMI (LOMA), CMFAS Module 5, 9, 9A & Health Insurance)
- Degree, preferably in Business, Insurance or Finance related fields
We are an equal opportunity employer providing equality of opportunity and benefits for all who apply and work with us irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work.
Skills:Sales
PACS
Social Media
Police
Attentive
Surveillance
Compliance
Life Insurance
Audits
Fraud
Mental Health
Health Insurance
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