Market Conduct Specialist

3 days ago

Singapore beBeeDistributionRisk Full time $45,000 - $60,000
Distribution Risk Manager

We are seeking a skilled Distribution Risk Manager to join our team. This role is responsible for supporting the Distribution Monitoring team in driving analytics capabilities and insights to better identify emerging Distribution risks.

Key Responsibilities:
  • Administer the firm-wide market conduct risk framework to manage Distribution market conduct risks effectively.
  • Leverage analytics capabilities and insights to identify emerging Distribution risks, including monitoring trends of complaints, investigations, key compliance risk indicators, and sales metrics.
  • Engage with distribution channels to discuss and create awareness on market conduct and sales compliance issues.
  • Undertake social media scanning and monitoring to identify online postings not in compliance with regulatory or company requirements.
  • Provide regular reporting to governance committees relating to market conduct, fraud, and sales metrics.
Additional Responsibilities:
  • Maintain the central depository of any issuance of meted sanctions in PACS through the One Sanction Framework.
  • Handle internal or external queries relating to One Sanction Framework and Police Orders/Prohibition Orders from the Police or MAS.
Required Skills and Qualifications:
  • Self-motivated and driven individual with analytical and attention-to-detail skills.
  • Basic understanding of the insurance industry and operations.
  • Basic knowledge of regulations and industry guidelines applicable to the insurance/financial industry.
Working Experience:
  • Prior experience in a compliance role in a financial institution or similar.
  • Experience in dealing with Distribution functions preferred.
Professional Qualifications:
  • Insurance-related certifications (e.g., FLMI (LOMA), CMFAS Module 5, 9, 9A & Health Insurance) preferred.
Education:
  • Degree in Business, Insurance, or Finance related fields preferred.

As an equal opportunity employer, we provide equality of opportunity and benefits for all applicants and employees regardless of their status. We encourage the same standards from our recruitment and third-party suppliers taking into account the relevant laws and regulations.

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